Search Results | Showing 321 - 330 of 3495 results for "compliance" |
| | | ... registration framework for tax practitioners and providing funding over four years to the TPB to undertake additional compliance targeting high-risk practitioners. This will commence from July 1. The government said the measures are aimed at protecting ... |
| | | | ... Statement of Advice (SOA) creation support in a partnership with Broker Support Global, and unveiled a new MDS Licensee Compliance Portal, which showcases all key compliance dates and requirements along with the latest industry governance and regulatory ... |
| | | | ... about the advice." "Licensees and authorised representatives will keep appropriate records on file to demonstrate their compliance with legislative requirements, but this information does not need to be provided to the client unless requested, in line ... |
| | | | ... eliminates the need for manual notetaking, streamlining the review process, reducing the risk of errors and enhancing compliance, AMP said. The feature underwent a pilot program last year with "positive results", reportedly saving up to 30 minutes per ... |
| | | | TWC Invest has announced the appointments of a chief risk and compliance officer and a chief technology officer. TWC Invest said the appointees will support the firm's "differentiated lifecycle investment approach." Stephen Thompson has taken on ... |
| | | | ... independent party to probe its fit and proper processes and expenditure management practices. The regulator adjusted compliance timeframes to clarify "the operation of the conditions" and to ensure the fund begins its required work "as soon as possible." ... |
| | | | ... innovate, you're trying to be market leading, you're trying to push the envelope, and then you get traditional compliance and risk teams saying, 'But what about privacy? What about cybersecurity?' which I think are all very relevant questions," ... |
| | | | ... tokenisation is expected to generate a 30% cost saving on fund accounting, 25% on transfer agency costs, and 24% on compliance monitoring, client reporting, and regulatory reporting. Overall, asset managers could achieve savings of 23% in operating costs ... |
| | | | ... generally improved over recent years, Lonsdale noted there are still areas of weakness, with some entities treating compliance as little more than "a box-ticking exercise." "By articulating our expectations more clearly and strengthening our capacity ... |
| | | | ... AI-powered functionality, platform providers have integrated tools for portfolio commentary, meeting transcription, and compliance automation. Netwealth, for example, has introduced a generative AI-powered portfolio commentary tool. Its advisers can ... |
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