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Showing 2071 - 2080 of 2080 results for "Australian Securities"

Costello "sympathetic" to tighter payout regulations

... series of controversial termination packages to Australian executives. "I have spoken to the chairman of the Australian Securities and Investment Commission (ASIC)," said Costello in an interview with John Laws on Southern Cross radio. " I have said ...

ASIC orders Retireinvest to improve its disclosure standards

John Fernando The Australian Securities and Investments Commission (ASIC) today announced that it has obtained an assurance from Retireinvest, a licensed securities dealer, that it will improve its disclosure methods following concerns that its customers ...

Rogue Melbourne broker gets 16 month suspended sentence

... sentenced to 16 months imprisonment, fully suspended for two years, on 11 charges brought against him by the Australian Securities and Investments Commission (ASIC). Steele, who pleaded guilty to seven counts of theft, two of deception, and two of false ...

ASIC files charges against Southcorp

John Fernando The Australian Securities and Investments Commission (ASIC) today filed proceedings in the Federal Court against Southcorp Limited alleging a breach of its continuous disclosure obligations in April 2002. The proceedings relate to an e-mail ...

New industry body for self managed funds sector

... (SMSF) industry is to be established. The SMSF Professionals' Association (SPA) will work closely with the Australian Securities and investments Commission (ASIC) and the Australian Taxation Office (ATO) to promote compliance and education to financial ...

ASIC appoints Lucy as new deputy chairman

John Fernando Jeffrey Lucy has been appointed by the government as the new deputy chairman of the Australian Securities and Investments Commission (ASIC). "Lucy is a highly-respected and experienced Australian and his appointment to the commission will ...

ASIC sends WA financial adviser back to school

John Fernando The Australian Securities and Investments Commission (ASIC) today accepted an enforceable undertaking from Jean-Jacques Blandin, formerly of Australian Financial Securities (AFS), that he will not act as a financial representative unless ...

ASIC hails court decision on One.Tel chairman

Paul Cully The Australian Securities and Investments Commission (ASIC) today hailed the decision of the NSW Supreme Court to throw out an application by the former One.Tel chairman John Greaves to have ASIC's civil proceedings against him dismissed. ...

Advice fears won't halt 'choice of super': Coonan

... poor quality financial advice, referring to the recently-released Australian Consumers Association (ACA)/Australian Securities and Investments Commission (ASIC) study into the quality of advice. "The simple fact is that at the moment some people out ...

Five-year ban for securities adviser

John Fernando The Administrative Appeals Tribunal (AAT) has upheld a decision of the Australian Securities and Investments Commission (ASIC) to ban Jan Jungstedt, a former securities representative of Epic Securities, for five years on charges that ...