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Showing 2001 - 2010 of 2080 results for "Australian Securities"

ASIC defends Rivkin sentence

Australian Securities and Investments Commission (ASIC) has defended the nine month periodic detention and $30,000 fine handed down to Sydney stockbroker Rene Rivkin, saying it was a very severe sentence for someone who earns their living in the markets. ...

Tasmanian doctor to face 35 securities charges

The Australian Securities and Investments Commission (ASIC) has announced that it has committed Hobart-based Dr Jasbir Singh Narulla to stand trial on a total of 35 charges. Dr Narulla has been charged with 33 counts of fraudulently inducing a person ...

ASIC takes action against Bosnian-based insurer

The Australian Securities and Investments Commission (ASIC) today announced that it had take action against four Australian companies who have been writing insurance on behalf of Bosnian-based insurer Grand Osiguranje AD Zvornik (Grand). ASIC obtained ...

Breakspear calls for compulsory financial planning in schools

... Federal Government to get these changes in high school curriculum," Breakspear said, "We would like the Australian Securities and Investment Commission to also partner with us." Breakspear's comments coincide with the launch of the Financial Planning ...

Court orders investigation into Queensland mortgage schemes

... Financial and its current directors Frederick Acker and Gerilyn Polanski after a successful application by the Australian Securities Investments Commission (ASIC). Greg Moloney and Peter Geroff of Ferrier Hodgson Queensland have been given 28 days to ...

No link between futures trade and AMP demerger: ASIC

The Australian Securities and Investments Commission (ASIC) has announced that it has not detected "any conduct which would warrant regulatory action" after an investigation into trading in the SPI 200 contract on the Sydney Futures Exchange. ASIC concluded ...

ASIC takes action on Melbourne-based share dealer

The Australian Securities and Investments Commission (ASIC) has announced today that it has imposed a condition on the dealers' licence held by the National Exchange Corporation (formerly Country Estate and Agency), of which Melbourne-based David Tweed ...

ASIC revokes 10 dealer licences in South Australia

The Australian Securities and Investments Commission (ASIC) has announced that it has revoked the licences of 10 South Australian securities dealerships, as part of the regulatory body's ongoing monitoring of compliance across the financial services ...

"Watch out for fixed interest risks": ASIC warns investors

The Australian Securities and Investments Commission (ASIC) has warned investors to watch out for the different levels of risk attached to fixed interest investments. "The sharemarket downturn and uncertainty about property investments are generating ...

ASIC funding boost could reveal 20% solvency problem rate: PwC

PricewaterhouseCoopers (PwC) has predicted that the Australian Securities and Investments Commission (ASIC) will discover solvency problems in over 20 per cent of Australian companies following the Federal Government's decision to provide $3 million ...