Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 2021 - 2030 of 2080 results for "Australian Securities"

ASIC chairman calls for action on nation's financial literacy

In response to today's ANZ survey into national financial literacy levels, Australian Securities and Investments Commission (ASIC) chairman David Knott has called for a 'national partnership of stakeholders' to improve financial literacy levels across ...

ASIC amends employee share scheme policy

The Australian Securities and Investments Commission (ASIC) today released an update of policy statement 49, Employee Share Schemes, with the amendments aimed at assisting employers offering share schemes, while maintaining investor protection. ASIC ...

FPA moves to raise standards, improve consumer confidence

... to address the vexed topic fees and commissions disclosure. Jillian Segal, the former deputy chair of the Australian Securities and Investments Commission (ASIC) has been appointed to head up an industry investigation into disclosure issues, including ...

Rivkin found guilty of insider trading

... 21-day trial in the Supreme Court of New South Wales before Justice Whealy. David Knott, chairman of the Australian Securities and Investments Commission (ASIC) expressed his satisfaction with the verdict and complimented the Commonwealth Deputy Public ...

Former AMP superannuation agent to stand trial

... been committed to stand trial in the Sydney District Court on six charges of cheating and fraud laid by the Australian Securities and Investments Commission (ASIC) under the New South Wales Crimes Act. Moses appeared before Margaret Ellis at the Downing ...

Melbourne lawyer sentenced to jail

... as a lawyer and accountant. The charges were brought to the court following an investigation made by the Australian Securities and Investments Commission (ASIC). Kaygusz had earlier pleaded guilty in the county court to one count of being knowingly concerned ...

ASIC launches upgrade of eLicensing system

The Australian Securities and Investments Commission (ASIC) today released version 3 of the eLicensing system and the Australian Financial Services (AFS) licensing kit for anyone wishing to apply for an Australian financial services license (AFSL) before ...

Former Queensland financial adviser jailed

... securities. McGuire pleaded guilty to the charges on December 13 2002 following an investigation by the Australian Securities and Investments Commission (ASIC). ASIC alleged that between December 22 1999 and July 5 2000, McGuire caused BT Funds Management ...

ASIC bans Melbourne adviser for four years

The Australian Securities and Investments Commission (ASIC) has announced today that it has banned Malbourne-based Christopher Martin from acting as a representative of a dealer or an investment adviser for four years for not performing his duties efficiently ...

Dutch adviser arrested on SMSF charge

The Australian Securities and Investments Commission (ASIC) announced today that Piet Walters, a Dutch citizen also known as Fred Hofman, was arrested in Hobart on April 15 regarding allegations that he "engaged in dishonest conduct in relation to the ...