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Showing 2041 - 2050 of 2080 results for "Australian Securities"

ASIC acts on Permanent compliance breaches

... after an audit of the companies revealed several breaches of compliance law under the Corporations Act, the Australian Securities and Investments Commission (ASIC) has announced. The audit revealed that PTCL bank reconciliation procedures had not been ...

Tasmanian insurance agent jailed

The Australian Securities and Investments Commission (ASIC) today announced that Peter Neilson, a 47-year old director of Tasmanian insurance consultants P.R. Consultants, has been sentenced to 15 months imprisonment by the Supreme Court of Tasmania ...

Bo Long companies put into liquidation: ASIC

... Brisbane, to liquidate the property of the Bo Long group of companies following an application made by the Australian Securities and Investments Commission (ASIC) on April 2. ASIC alleged that approximately $6.7 million of investor funds was paid to ...

Life ban upheld for former Feldworth investment adviser

... formerly of Feldworth Financial Services, from acting as an investment adviser or securities dealer, the Australian Securities and Investments Commission (ASIC) said today. "The AAT has confirmed ASIC's view that Mr Felden's permanent ban is an appropriate ...

ASIC launches online managed fund calculator

The Australian Securities and Investments Commission (ASIC) today launched an online calculator to help consumers estimate how fees will affect their investments over time. "Consumers can use this new calculator to shop around for managed funds and ...

ASIC permanently bans Victorian financial adviser

The Australian Securities and Investments Commission (ASIC) announced today that it had accepted an enforceable undertaking from Robert Street, a financial adviser from Victoria, that he be permanently excluded from the financial services industry. ...

ASIC takes action against Rural and General Insurance

The Australian Securities and Investments Commission (ASIC) has obtained orders in the Federal Court in Sydney requiring Rural and General Insurance Broking Pty Limited (Rural and General) to remove material from its website pending further orders. ...

Investment directors plead guilty to misconduct

The Australian Securities and Investments Commission (ASIC) today announced that Graeme Milner and Terence Hunter, directors with Acts Net Limited ( a Bendigo-based non profit organisation for religious activities), pleaded guilty in the Melbourne County ...

Banking complaints low despite transactions increase: ASIC

Complaints against banks decreased last year despite an explosion in the number of transactions, the Australian Securities and Investments Commission (ASIC) said today in its annual monitoring report on the banking, credit union and building society ...

Australians continue shift to property investment: report

... in the same period last year. Ironically, the report was released just one day ahead of today's critical Australian Securities and Investments Commission (ASIC) report compiled by the Consumer Credit Legal Centre NSW (CCLC) on the standard of mortgage ...