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Showing 13111 - 13120 of 28311 results for "NOT"

Unlicensed property investor jailed for six years

ALEX BURKE  |  TUESDAY, 13 SEP 2016
... superannuation in the developments." Through this, Patrick raised over $600,000 from 14 investors. ASIC also said these funds were not used to develop properties; instead, he used them to "pay interest payments to past and existing investors and to meet ...

ASIC accepts EU from Perth advice firm

ALEX BURKE  |  TUESDAY, 13 SEP 2016
... assess these issues. Specifically, ASIC said Neo's monitoring and supervision resources were "inadequate," and that risks were not properly identified. The regulator also criticised the firm's audit and remediation programs, which it described as "not ...

Saxo launches digital bond trading solution

DARREN SNYDER  |  TUESDAY, 13 SEP 2016
... for quote" (RFQ) from a small number of banks, and in some instances a single bank. The process is inefficient as it does not explore the depth of the liquidity and range of prices available in the marketplace, Saxo said. Saxo Capital Markets Australia ...

OneVue hires head of client services

MARK SMITH  |  TUESDAY, 13 SEP 2016
... business pipeline over the next 12 to 18 months, it is important that we structure ourselves to prepare for this growth and not only maintain but increase the service levels for both our existing and future clients." "OneVue is recognised in the market ...

Westpac refunds $9.2 million in unfair fees

JAMIE WILLIAMSON  |  TUESDAY, 13 SEP 2016
... processes to apply waivers, discounts and other benefits should carefully consider how they manage the risks of processes not being followed, including having appropriate controls and procedures in place." The refund process has been completed by Westpac ...

Rethinking risk through goals-based investing

ALEX BURKE  |  TUESDAY, 13 SEP 2016
... advisers would describe themselves as "very familiar" with this concept. Nearly 40% were either "somewhat unfamiliar" or "not familiar at all," and over half of those surveyed were unable to identify any particular product provider as a market leader ...

$1.6 million cap will not derail retirement

DARREN SNYDER  |  MONDAY, 12 SEP 2016
Analysis from actuarial consultants Milliman shows there are good signs the proposed $1.6 million superannuation tax-free threshold in retirement will deliver a comfortable lifestyle within average life expectancy. The analysis suggests there is a 94% ...

Senior Perpetual executive to leave the company

MARK SMITH  |  MONDAY, 12 SEP 2016
The group executive of Perpetual Investments is leaving after eight months with the firm. In a statement the asset manager said David Kiddie is leaving, on mutual agreement with Perpetual, to return to the UK for personal reasons. Kiddie joined Perpetual ...

Pitcher Partners enters into joint venture

ALEX BURKE  |  MONDAY, 12 SEP 2016
... advertisements that proclaim insurance can be purchased online or over the phone as a 'one size fits all solution' - this is not the case in reality," Pitcher Partners Sydney partner Charlie Viola said. "The importance of insurance protection in any ...

CSC and Infratil make another co-investment

DARREN SNYDER  |  MONDAY, 12 SEP 2016
The Commonwealth Superannuation Corporation and Infratil have been given the green light to progress an acquisition of Canberra Data Centres - a provider of outsourced data centre services. New Zealand-based Infratil said it recently received Foreign ...