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Showing 13031 - 13040 of 28311 results for "NOT"

NAB pays $6.5m to resolve advice complaints

KERRIE SYDEE  |  WEDNESDAY, 28 SEP 2016
... advice if they need help understanding the outcome of the CRI Negotiated a streamlined review process by FOS if customers to not accept the outcome of the customer response initiative NAB's commitment: NAB will advise ASIC of all advisers who leave NAB ...

Clock ticks for institutional advice licensees

DARREN SNYDER  |  WEDNESDAY, 28 SEP 2016
... really important to Infocus. We want to ensure we're working with qualified, experienced and culturally aligned advisers who if not already, will become the future leaders of the industry," he said.

Worst 'fat cat' funds have high fee diet

MARK SMITH  |  WEDNESDAY, 28 SEP 2016
... consumer in a fit cat fund pays 12% of their returns in fees as opposed to 28% in fat cat funds. While the robo-advice firm did not name and shame the worst performers, it does feature a tool on its website to allow investors to see how their fund stacked ...

Fraudulent adviser faces court

JAMIE WILLIAMSON  |  WEDNESDAY, 28 SEP 2016
... investors that their investments were performing well; and attempted to cover up and conceal his unlawful activity. Nakhl did not enter a plea, asking for an adjournment to obtain legal advice. The matter is being prosecuted by the Commonwealth Director ...

Valuation dispersion creating opportunity for instos to retilt

MARK SMITH  |  TUESDAY, 27 SEP 2016
... path towards allocating capital to specialist deep value managers like Pzena Investment Management, but this is certainly not an environment where they would reduce exposure to that style of investing.

Current super objective "un-Australian"

DARREN SNYDER  |  TUESDAY, 27 SEP 2016
... more. "By setting a comfortable standard of living as the goal, future governments will look to encourage all Australians, not just the wealthy, to save more for their post-work years. "This is an issue for people to get involved in. It is far too important ...

Former Westpac adviser banned

JAMIE WILLIAMSON  |  TUESDAY, 27 SEP 2016
... ASIC. "We have always taken our responsibility to our customers and our ASIC reporting obligations very seriously and we do not tolerate advisers who do not meet our standards." ASIC deputy chairman Peter Kell said: "This outcome shows that ASIC expects ...

LT Management fined over false SMSF advertising

JAMIE WILLIAMSON  |  TUESDAY, 27 SEP 2016
... that incorrectly stated that establishing an SMSF was free, while terms and conditions applicable to the 'free' set-up were not clearly disclosed on the website. Under the terms and conditions, a 'free' SMSF setup actually involved purchasing a property ...

New consultant at Frontier

DARREN SNYDER  |  TUESDAY, 27 SEP 2016
... and Herron Todd White in Australia. Frontier director of strategy and people, Kerrie Williams, said recent appointments have not just boosted the firm's consulting depth and capability but also the number of women the firm has been able to attract. "The ...

A-REIT added to Asgard platform

DARREN SNYDER  |  TUESDAY, 27 SEP 2016
... focusing on a top down/bottom-up process. Securities are selected on a concentrated portfolio basis built on individual merit and not benchmark weights. Portfolio manager Winston Sammut said: "The addition reflects growing interest in, and support for ...