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Showing 1151 - 1160 of 2080 results for "Australian Securities"

Financial services honoured with Queen's favour

ELISE BURGESS  |  WEDNESDAY, 15 JUN 2011
... the financial services, trade and business including a member of the corporations and securities panel, Australian Securities and Investments Commission, member of Export Advisory Panel for Austrade and a board member of Capital Markets CRC. Wolnizer ...

ASIC warns of $15,000 EOFY countdown

ELISE BURGESS  |  MONDAY, 6 JUN 2011
... warning the industry that it better have its ducks in a row in three weeks time or face hefty fines. The Australian Securities and Investments Commission (ASIC) has announced today that financial services companies can face fines of up to $15,000 for ...

Market Wrap

AAP  |  THURSDAY, 2 JUN 2011
The Australian securities market has opened more than 1.5 per cent lower after gains were wiped off US markets overnight. At 1015 AEST, the benchmark S&P/ASX200 index was down 84.9 points, or 1.8 per cent, at 4,622.4, while the broader All Ordinaries ...

Market Wrap - Morning

AAP  |  TUESDAY, 24 MAY 2011
... $750 million in indexed bonds maturing on May 20, 2021. In equities news, Conto Resources Ltd lists on the Australian Securities Exchange, and Thorn Group issues full year results. Leighton Holdings Ltd chief executive David Stewart addresses an Australia-Israel ...

Chapel Road appeal forces ASIC to show the goods

RACHEL DAVIS  |  THURSDAY, 19 MAY 2011
A decade on, the Chapel Road v Australian Securities and Investments Commission (ASIC) battle rages on, with the NSW Supreme Court ordering ASIC to hand over documents relating to the investigation. Back in 2001 Chapel Road's AFSL was revoked when ASIC ...

ASIC draft moves FEX closer to reality

ELISE BURGESS  |  FRIDAY, 13 MAY 2011
Australian Securities and Investments Commission has released a new draft paper, further cementing the Financial and Energy Exchange (FEX) bid for a licence and the possibility of another ASX competitor. The FEX is an unlisted Australian public company ...

Regulators cautioned on world exchanges

ELISE BURGESS  |  TUESDAY, 10 MAY 2011
Tony D'Aloisio, chairman, Australian Securities and Investments Commission, has warned regulators of the dangers of misunderstanding stock exchange mergers speaking at an international conference for the last time as chairman. At the 2011 International ...

ASIC moves to protect OTC retail investors

MATT WOODINGTON  |  TUESDAY, 10 MAY 2011
The Australian Securities & Investments Commission (ASIC) is stepping up its scrutiny on issuers of over the counter (OTC) derivatives, in order to safeguard the investments of a rising retail client base. ASIC has released a consultation paper seeking ...

Unitholders ask ASIC/NSX to ban cap raising

ELISE BURGESS  |  MONDAY, 9 MAY 2011
... bodies stop a planned capital raising, deeming the raising as 'unfair' to all unitholders. In a letter to the Australian Securities and Investments Commission (ASIC) and National Stock Exchange (NSX), the PIF Action Group, of which around 27 per cent ...

Swan names new ASIC, ACCC heads

ELISE BURGESS  |  WEDNESDAY, 4 MAY 2011
... outgoing ASIC Chairman Tony D'Aloisio for his service to the Australian community and regulation of the Australian securities markets, particularly his close coordination with the Government and our other financial regulators during the global financial ...