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Showing 1111 - 1120 of 2080 results for "Australian Securities"

ASIC appoints two new commissioners

CLAIRE MCGREAL  |  FRIDAY, 21 OCT 2011
... appointed two new commissioners, with another departing when his term is up in December. Peter Kell joins the Australian Securities and Investment Commission (ASIC) on a five-year term from November, while Greg Tanzer has been appointed for four years ...

Opus Capital offers EU olive branch to ASIC

ELISE BURGESS  |  FRIDAY, 14 OCT 2011
... Since that time Opus had the cancellation set aside by the Administrative Appeal Tribunal (AAT) before the Australian Securities and Investments Commission (ASIC) appealed that decision in the Federal Court of Australia. On August 31 this year, the Federal ...

S&P/ASX create fixed income indices suite

ELISE BURGESS  |  THURSDAY, 13 OCT 2011
... will complement their equities offer as the markets turn towards passive investing. S&P Indices and the Australian Securities Exchange (ASX) have developed the suite for over two years after noting an investor push towards passive investing. James Rieger ...

Market Wrap - Morning

AAP  |  THURSDAY, 13 OCT 2011
... Tinto is due to release its third quarter production report, while Energy Action Ltd is due to list on the Australian Securities Exchange. In Australia, the market on Wednesday finished lower, pulling back from a week-long rally but made up some of its ...

Banned adviser faces jail term

ELISE BURGESS  |  TUESDAY, 27 SEP 2011
... offence. Carll, of Port Pirie, South Australia, was banned from the industry in February this year after the Australian Securities and Investments Commission (ASIC) alleged he dishonestly arranged for clients' assets to be held as security for his personal ...

ASIC obtains Fed Court order to preserve funds

ELISE BURGESS  |  WEDNESDAY, 21 SEP 2011
... operates on the cityindexmutual.com website by City Index Australasia and director, Blair Jason Travers. The Australian Securities and Investments Commission (ASIC) sought to restrict both parties from moving any invested cash within the fund after it ...

ISN submission targets advice requirement

ELISE BURGESS  |  TUESDAY, 20 SEP 2011
... already come some way to address the issue with the Best Interest Duty proposal and the move to increase the Australian Securities and Investments Commissions (ASIC) powers.

ASIC warns CFOs after Westpoint sentencing

MATT WOODINGTON  |  MONDAY, 12 SEP 2011
The Australian Securities and Investments Commission reminded the industry of its legal responsibilities after former Westpoint chief financial officer Graeme Rundle received an 18-month suspended sentence. Rundle, found guilty of two counts of making ...

CBA in takeover bid for Count Financial

ALISON BEVEGE  |  TUESDAY, 30 AUG 2011
... surprise trading halt this morning before the news. Count Financial share volumes surged yesterday on the Australian Securities Exchange with 341,486 shares changing hands as it delivered its full-year results - more than five times Friday's volume of ...

Australian Capital Reserve directors plead guilty

MATT WOODINGTON  |  TUESDAY, 30 AUG 2011
... charge of making false statements in the company's accounts and prospectus in a case brought forward by the Australian Securities & Investments Commission (ASIC). A third Australian Capital Reserve (ACR) director, Steven Martin, had pleaded guilty to ...