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Showing 1101 - 1110 of 2080 results for "Australian Securities"

ASX's PureMatch gets ASIC green light

ELISE BURGESS  |  MONDAY, 14 NOV 2011
... order book for trading the most liquid ASX-listed stocks and domestic exchange traded funds (ETFs). The Australian Securities Exchange (ASX) has now confirmed that ASX PureMatch will go-live on Monday, November 28 2011. PureMatch will also provide an ...

Regulators chase social media

ELISE BURGESS  |  FRIDAY, 11 NOV 2011
... eventually provided more detailed guidance after it issued guidelines on social media for broker-dealers. The Australian Securities and Investments Commission (ASIC) has previously cautioned financial services professionals they must be vigilant with ...

ASX names former ASIC head new Corp Governance chair

ELISE BURGESS  |  THURSDAY, 10 NOV 2011
... and industry-wide framework it developed for corporate governance. Previously, Cameron was chair of the Australian Securities and Investments Commission (ASIC) from January 1993 to November 2000 before serving as director of Sydney Futures Exchange Limited ...

Adviser charged with fraud

ELISE BURGESS  |  THURSDAY, 10 NOV 2011
... more than $300,000 and attempted to defraud one of $120,000, over a five month period. It is alleged by the Australian Securities and Investments Commission (ASIC) that Hobson, when employed by Binma Pty Ltd trading as Noall & Co, misappropriated $307,000 ...

ASIC: New regulations for responsible entities

ELISE BURGESS  |  TUESDAY, 8 NOV 2011
... Financial requirements (RG 166) and Pro Forma 209 Australian financial services licence conditions (PF 209), the Australian Securities and Investments Commission (ASIC) stipulates that responsible entities (REs) must prepare 12-month cash-flow projections ...

ASIC seeks interim orders against Equititrust

ELISE BURGESS  |  THURSDAY, 3 NOV 2011
... Supreme Court of Queensland while the regulator considers its actions after a suspected breach in licence. The Australian Securities and Investments Commission (ASIC) obtained the orders to preserve the status quo of two Equititrust schemes, the Equititrust ...

ASIC annual report highlights industry trends

ELISE BURGESS  |  MONDAY, 31 OCT 2011
... cases, inside trends and its results for the financial year. Over the last 12 months, up to June 30, the Australian Securities and Investments Commission (ASIC) approved 868 Australian financial services (AFS) licence applications for margin lending ...

AAT grants stay for AFSL cancellation decision

ELISE BURGESS  |  FRIDAY, 28 OCT 2011
... Tribunal (AAT) said yesterday it would grant a stay for Melbourne-based Romad Financial Services after the Australian Securities and Investments Commission (ASIC) cancelled its Australian financial services licence (AFS licence) on October 19 for not ...

ASX: Breakdown unrelated to Monday's Chi-X launch

CLAIRE MCGREAL  |  FRIDAY, 28 OCT 2011
The Australian Securities Exchange has admitted that yesterday's four-hour trade stoppage wasn't good enough, but said it had nothing to do with the launch of rival exchange operator Chi-X next week. ASX Trade was down from 10.05 am to just after 2 ...

Tech glitch halts trading on Australian Securities Exchange

AAP  |  THURSDAY, 27 OCT 2011
SYDNEY, Oct 27 AAP - Trading on the Australian Securities Exchange has been halted because of technical problems. The ASX sent out an alert shortly after the market opened at 1000 AEDT adding that all trades for Thursday were under review. ASX Ltd general ...