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Showing 1171 - 1180 of 2080 results for "Australian Securities"

Market Wrap - Midday

AAP  |  THURSDAY, 31 MAR 2011
... overnight. Woodside led the sector lower, plunging $1.20, or 2.51 per cent, to $46.55 after telling the Australian Securities Exchange late on Wednesday it had no explanation for the 20 per cent jump in its stock over the last two weeks. Mr Saffer said ...

Rogue trader banned for four years

ALISON BEVEGE  |  FRIDAY, 25 MAR 2011
... Perkin must not provide any financial products or services under the enforceable undertaking signed with the Australian Securities and Investments Commission (ASIC). Perkin, 51, traded foreign currencies from a pooled fund under the name of Crusader ...

Chartwell dir Hoy jailed 13 yrs

ELISE BURGESS  |  THURSDAY, 24 MAR 2011
... advantage by deception, and 32 counts of obtaining property by deception following an investigation by the Australian Securities and Investments Commission (ASIC). It was found that Hoy dishonestly obtained $22 million in total, $13.3 million through ...

ASIC starts shadow shopping

ELISE BURGESS  |  MONDAY, 21 MAR 2011
The Australian Securities and Investments Commissions (ASIC) will look at the "quality" of retirement financial advice available to consumers in a new shadow shopping exercise that will start this year. ASIC will begin shadow shopping research to judge ...

ASX builds rival platform take on Chi-X

ELISE BURGESS  |  WEDNESDAY, 16 MAR 2011
... Australian equities trading and prepares for the new competitive market starting later this year. Reacting to the Australian Securities and Investments Commissions (ASIC) March release that will see Chi-X Global, a Tokyo-based market operator, enter ...

ASIC and govt launch MoneySmart.gov.au

ELISE BURGESS  |  TUESDAY, 15 MAR 2011
Australian Securities and Investments Commission (ASIC) has launched a personal finance website, MoneySmart, offering free financial information and tools. The website is designed to help people when making financial decisions with 26 tools available ...

ASIC clampdown on poor business models in advice

ELISE BURGESS  |  MONDAY, 14 MAR 2011
The Australian Securities and Investments Commission (ASIC) will introduce tough measures - including suspension or cancellation of licences - against financial advice groups that have turned complacent on their compliance and dispute resolution policies. ...

ASIC slaps seven-year ban on planner

ELISE BURGESS  |  FRIDAY, 11 MAR 2011
The Australian Securities and Investments Commission (ASIC) has banned former Commonwealth Financial Planning (CFP) adviser, Don Nguyen, from providing financial services for seven years. Nguyen worked as a financial adviser at CFP between 1 October ...

Australian Unity issues $80m debt

ALISON BEVEGE  |  FRIDAY, 4 MAR 2011
... issued $80 million worth of new bonds to raise capital. The five-year debt securities will be listed on the Australian Securities Exchange (ASX), with an issue price and face value of $100 each, the company said. The offer is expected to open on March ...

Market Wrap - Midday

AAP  |  FRIDAY, 4 MAR 2011
... Westfield Retail Trust was two cents higher at $2.71, after it was dropped from the top 20 stocks listed on the Australian Securities Exchange (ASX) in the latest rebalance of indices. On Wall Street on Thursday, the Dow Jones Industrial Average index ...