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Showing 761 - 770 of 2080 results for "Australian Securities"

Crowe Horwath CEO departs group after rebranding

LAURA MILLAN  |  WEDNESDAY, 4 SEP 2013
... executive to lead the company through its new stage of development," the group said in a statement to the Australian Securities Exchange (ASX). "Lombard oversaw significant restructuring including implementation of a number of cost reduction and efficiency ...

WealthSure undertakes major reform of the business

LAURA MILLAN  |  TUESDAY, 3 SEP 2013
... a full reform of its business after it entered into an enforceable undertaking following concerns by the Australian Securities and Investments Commission (ASIC) over poor compliance and failure to monitor advisers' actions. The dealer group will focus ...

ASIC puts stop order on misleading Trilogy PDS

JAMES FERNYHOUGH  |  MONDAY, 2 SEP 2013
The Australian Securities and Investments Commission (ASIC) has put interim stop orders on the product disclosure statements (PDSs) for Trilogy Monthly Income Fund and Trilogy Melbourne Office Syndicate - Cheltenham, over concerns of the relevance of ...

ASIC accepts enforceable undertaking from WealthSure

LAURA MILLAN  |  MONDAY, 2 SEP 2013
... executive of both companies, Darren Pawski, will be put into an enforceable undertaking (EU) until 2018. The Australian Securities and Investments Commission (ASIC) has accepted an EU from both companies after an investigation that started in December ...

ASIC concerned over "pockets" of poor SMSF advice

LAURA MILLAN  |  MONDAY, 2 SEP 2013
The Australian Securities and Investments Commission (ASIC) has found "concerning pockets of poor advice" which involve recommendations that self-managed super fund (SMSF) investors gear into real property. ASIC's commissioner Greg Tanzer said that ...

Prime targets investment in accounting firms

MARK SMITH  |  FRIDAY, 30 AUG 2013
... position to pursue growth. Prime currently has stakes in nine accounting firms but said in a statement on the Australian Securities Exchange (ASX) that it plans to invest in more via "15%-50% non-controlling equity interests." "This strategy will further ...

MDAs key to proving value of advice

JAMES FERNYHOUGH  |  FRIDAY, 30 AUG 2013
... not use financial planners, this could be a key selling point for this large market. MDAs are regulated by Australian Securities and Investments Commission (ASIC). Currently, many MDA operators are running them on 'no-action letters' rather than full ...

PIS could face class action over "inadequate" advice

LAURA MILLAN  |  THURSDAY, 29 AUG 2013
... case." PIS was subject to an enforceable undertaking from December 2010 to March 2012, but last July the Australian Securities and Investments Commission (ASIC) ordered the appointment of an independent expert to further monitor PIS. ASIC raised concerns ...

Blue Sky grows revenue 48%

MARK SMITH  |  WEDNESDAY, 28 AUG 2013
... uniquely position us to participate in these global trends." Established in 2006, Blue Sky was listed on the Australian Securities Exchange in January 2012 and has offices in Brisbane, Sydney, Adelaide and New York.

AAP hits adviser milestone ahead of buyout

LAURA MILLAN  |  TUESDAY, 27 AUG 2013
... Report from March, 2013. PIS is also undergoing a monitoring program by an independent expert after the Australian Securities and Investments Commission (ASIC) raised concern over its advice processes.