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Showing 711 - 720 of 2080 results for "Australian Securities"

Law firm questions CBA compensation for Nguyen victims

LAURA MILLAN  |  WEDNESDAY, 30 OCT 2013
... planning unit given by adviser Don Nguyen. In a submission to the Senate inquiry on the performance of the Australian Securities and Investments Commission (ASIC), the firm expressed its concerns about the compensation arrangements that were put in place ...

CBA could face legal action over Operation Lantern

LAURA MILLAN  |  WEDNESDAY, 30 OCT 2013
... Financial litigator, the solicitor filed a case against the financial settlement that CBA reached with the Australian Securities and Investments Commission (ASIC), which is part of a broad class action against the bank that started in 2010.

ASIC concedes Trio ringleader investigation

MARK SMITH  |  WEDNESDAY, 30 OCT 2013
The Australian Securities and Investments Commission (ASIC) has been forced to concede defeat in its pursuit of the alleged ringleader of the Trio/Asterra collapse. ASIC had previously acknowledged that bringing a strong enough case against Jack Flader ...

Market Vectors ETFs get Lonsec seal of approval

JAMES FERNYHOUGH  |  TUESDAY, 29 OCT 2013
... Vectors, which is the ETF business of US investment manager Van Eck Global, launched the four new ETFs on the Australian Securities Exchange (ASX) last week, including Australia's first bank and small cap resources ETFs. Lonsec said Market Vectors "has ...

Wealth division contributes to strong ANZ result

MARK SMITH  |  TUESDAY, 29 OCT 2013
... months to September 2013, helping the bank to pay a bigger than expected dividend. In an announcement on the Australian Securities Exchange (ASX) the bank reported overall cash earnings of $6.49 billion, up 11% on the previous year. ANZ will pay a fully-franked ...

Former Bell Potter adviser jailed

LAURA MILLAN  |  MONDAY, 28 OCT 2013
... Bell Potter in a case of dishonest conduct that involved more than $1.7 million. An investigation by the Australian Securities and Investments Commission (ASIC) revealed that Donald rebooked share trades or transferred trades from one client account ...

Problem is weak credit law, not us: ASIC

LAURA MILLAN  |  FRIDAY, 25 OCT 2013
The Australian Securities and Investment Commission (ASIC) claimed that it had limited jurisdiction over the credit industry in its final submission to the Senate inquiry. In its final submission, ASIC focused on the reforms to the credit industry and ...

ASIC warns consumers about NRAS property ads

MARK SMITH  |  TUESDAY, 22 OCT 2013
The Australian Securities and Investments Commission (ASIC) has warned consumers about advertising that promotes the use of self-managed superannuation funds (SMSFs) to invest in residential properties through the National Rental Affordability Scheme ...

ASIC acted only when claims hit "tsunami level"

LAURA MILLAN  |  MONDAY, 21 OCT 2013
A former employee of the Australian Securities and Investments Commission (ASIC) has condemned the fact that the regulator acted only when the volume of complaints "reached tsunami level." In a submission to the Senate inquiry on ASIC's performance ...

Don't deal with Aussie Rob, ASIC warns

JAMES FERNYHOUGH  |  FRIDAY, 18 OCT 2013
The Australian Securities and Investments Commission (ASIC) has banned Aussie Rob Financial Services and Lifestyle Trader director Robert Lloyd Wilson from providing financial services, and warned the public "not to deal with the failed businessman". ...