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Showing 731 - 740 of 2080 results for "Australian Securities"

Wealth Within targets SMSFs with new platform

ALICE URIBE  |  WEDNESDAY, 2 OCT 2013
... had taken on Wealth Within's platform dubbed Global One, but the groups were waiting on sign-off from the Australian Securities and Investments Commission (ASIC) on other unrelated matters. Zerbes said that there were plans to roll the platform out to ...

Senate to question ASIC over alleged RBA corruption

LAURA MILLAN  |  TUESDAY, 1 OCT 2013
The Senate inquiry into the performance of the Australian Securities and Investments Commission (ASIC) will "no doubt" question the regulator over its failure to act on the alleged corruption within subsidiary companies of the Reserve Bank of Australia ...

New adviser service speeds up dealer group creation

LAURA MILLAN  |  MONDAY, 30 SEP 2013
... services and functions for boutique financial planning dealer groups including AFSL application through the Australian Securities and Investments Commission (AFSL). "They are able to outsource the dealer group services to an industry professional, allowing ...

Court freezes LM Investment Management founder's assets

MARK SMITH  |  MONDAY, 30 SEP 2013
... been forced to surrender his passport by the Supreme Court of Queensland following an application by the Australian Securities and Investments Commission (ASIC). LM Investment Management went into administration in March 2013, with the company responsible ...

The Trust Company buyout receives approval from all regulators

LAURA MILLAN  |  FRIDAY, 27 SEP 2013
... the success of the buyout. The Trust Company has already submitted a draft of its scheme booklet to the Australian Securities and Investments Commission (ASIC) for its review.

Market Wrap

AAP  |  WEDNESDAY, 25 SEP 2013
... rose by 11.6 per cent to $81 million for fiscal 2013. The company's shares were down five cents at $4.83. Australian Securities Exchange shares rose by eight cents to $34.86 after it said its full year net profit had risen 2.7 per cent to $348.2 million. ...

ASX endorses Henry board director bid

ALICE URIBE  |  WEDNESDAY, 25 SEP 2013
The Australian Securities Exchange (ASX) has commended former Treasury boss Ken Henry's bid to become a director of the ASX board as it looks to renewal after the resignation of two long-serving directors over a US share-trading scandal. In an address ...

Accountant gets 6 years jail for promoting tax avoidance scheme

MARK SMITH  |  TUESDAY, 24 SEP 2013
... Wickenby is a cooperative partnership between the ATO, Australian Federal Police, Australian Crime Commission, Australian Securities and Investments Commission (ASIC) and the Commonwealth Director of Public Prosecutions, with support from the Australian ...

Brogden questions ASIC and APRA roles

LAURA MILLAN  |  TUESDAY, 24 SEP 2013
... the role of the industry regulators. Brogden said that duplication has emerged on the model featuring the Australian Securities and Investments Commission (ASIC) and the Australian Prudential and Regulation Authority (APRA). "There needs to be a clear ...

ASIC accepts EU from two advice firms

LAURA MILLAN  |  TUESDAY, 24 SEP 2013
The Australian Securities and Investments Commission (ASIC) has accepted enforceable undertakings from two financial planning firms. Melbourne adviser James Thomas Banfield has entered into an enforceable undertaking with ASIC that prevents him from ...