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Showing 41 - 50 of 192 results for "Commonwealth Director"

Adviser imprisoned for super fraud

CHLOE WALKER | THURSDAY, 15 DEC 2022

... pleas were taken into account by the Judge when handing down sentence. The matter was prosecuted by the commonwealth director of public prosecutions.

Former Statewide Super executives charged

ANDREW MCKEAN | MONDAY, 12 DEC 2022

... contrary to s184(2)(a) and (b) of the Corporations Act. The matter has been adjourned to 28 February 2023. The Commonwealth director of public prosecutions is prosecuting the matter following an ASIC referral. Meanwhile, as previously reported by Financial ...

Former financial adviser charged with fraud

CASSANDRA BALDINI | WEDNESDAY, 7 DEC 2022

... financial planner when he used the false documents and that his offending had a degree of sophistication. The Commonwealth Director of Public Prosecutions prosecuted the matter after a referral from ASIC.

Former Courtenay House director pleads guilty

CASSANDRA BALDINI | WEDNESDAY, 9 NOV 2022

... the process is ongoing, ASIC said. Following ASIC's referral, the matter is being prosecuted by the Commonwealth Director of Public Prosecutions. Upon pleading guilty to the charges, Iervasi was committed to the Supreme Court of New South Wales for ...

Former financial adviser pleads guilty

CASSANDRA BALDINI | TUESDAY, 20 SEP 2022

... District Court of Western Australia for a sentence mention hearing in November. It's being prosecuted by the Commonwealth Director of Public Prosecutions after ASIC's referral.

Charges laid against former BBY head of operations

CASSANDRA BALDINI | TUESDAY, 13 SEP 2022

... yesterday, the matter was adjourned for further mention on October 25. The matter is being prosecuted by the Commonwealth Director of Public Prosecutions. ASIC suspended BBY's AFS licence in May 2015 and it was placed into voluntary administration ...

Unlicensed forex trader extradited from Poland

CHLOE WALKER | FRIDAY, 19 AUG 2022

... yesterday and was remanded in custody, to appear again on September 2. The matter is being prosecuted by the Commonwealth Director of Public Prosecutions.

Fraud charges laid over unlicensed scheme

CASSANDRA BALDINI | WEDNESDAY, 20 JUL 2022

... imprisonment, or 10 years if the person deceived is 60 years or older. This matter is being prosecuted by the Commonwealth Director of Public Prosecutions.

Former adviser sentenced over theft

CHLOE WALKER | MONDAY, 18 JUL 2022

... imprisonment, t o be served by way of intensive correction order, and fined $9500. The matter, prosecuted by the Commonwealth Director of Public Prosecutions after a referral from ASIC, found that Flowers - formerly known as Nigel Flowers - acted dishonestly ...

Victorian AR charged with providing unlicensed advice

CASSANDRA BALDINI | WEDNESDAY, 13 JUL 2022

... business is five years' imprisonment, a fine of $126,000, or both. This matter is being prosecuted by the Commonwealth Director of Public Prosecutions after an investigation and referral by ASIC. It will be next listed for mention on October 4 in the ...

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Australian Unity to shed 195 roles

MATTHEW WAI

Australian Unity is reducing its workforce by 195 positions due to underperformance stemming from delays in government support for its Home Health platform and the integration of several businesses.

Count shutters limited-advice business, slips in size ranking

MATTHEW WAI

Count Financial has reportedly wound up its restricted SMSF/limited-advice service, losing some 26 advisers on the Financial Adviser Register, latest data shows.

First Super recruits head of investments from Prime Super

MATTHEW WAI

First Super has appointed a new head of investments, replacing Chris Artis, who was in the position for the past three months on an interim basis.

BMO eyes Euroz Hartleys' capital markets business

KARREN VERGARA

Euroz Hartleys confirmed it is in discussions with Canada's BMO Financial Group for a potential sale of its capital markets business for $145 million.

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