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Showing 71 - 80 of 192 results for "Commonwealth Director"

Former Financial Circle director charged

ELIZA BAVIN  |  MONDAY, 16 NOV 2020
... disqualification, Fuoco continued to manage Financial Circle between 21 August 2017 and 5 September 2018. The Commonwealth Director of Public Prosecutions is prosecuting the matters following a referral from ASIC. The charges of acting in the management ...

SMSF fraudster charged

ANNABELLE DICKSON  |  THURSDAY, 29 OCT 2020
... but Gore was found guilty of six counts involving a total of $345,000. The matter was prosecuted by the Commonwealth Director of Public Prosecutions after an investigation and referral by ASIC.

Alex Wade leaves AMP

JAMIE WILLIAMSON  |  THURSDAY, 6 AUG 2020
... Last Resort (BOLR) agreements. ASIC currently has five investigations into AMP ongoing and has briefed the Commonwealth Director of Public Prosecutions on a number of matters, ASIC deputy chair Daniel Crennan stated yesterday during a House of Representatives ...

Sam Henderson in court over phantom degree

KANIKA SOOD  |  WEDNESDAY, 10 JUN 2020
... Court yesterday. Henderson did not enter a guilty plea and the matter will be next heard on August 4. The Commonwealth Director of Public Prosecutions is prosecuting this matter, following a referral of a brief of evidence from ASIC. Each s952D(2)(a)(ii) ...

Adviser guilty of misuse of client money

ELIZA BAVIN  |  THURSDAY, 14 MAY 2020
... had shown cooperation with its investigation and early guilty plea. The matter is being prosecuted by the Commonwealth Director of Public Prosecutions. The news comes days after the regulator banned three other financial advisers from Adelaide, Melbourne ...

ASIC turns up the heat on enforcement

HARRISON WORLEY  |  THURSDAY, 27 FEB 2020
... in avoiding an income protection claim in 2014. One case, ASIC said, is currently being considered by the Commonwealth Director of Public Prosecutions for potential criminal action, following ASIC's investigation. Seven of the cases referred to the corporate ...

CommInsure enters guilty plea

ELIZA BAVIN  |  TUESDAY, 19 NOV 2019
... importance of using information in the PDS when making a decision. The case has been handed over to the Commonwealth director of public prosecutions from ASIC with details of the investigation and a prosecution brief. CommInsure was charged by the regulator ...

ASIC bans adviser over super theft

ELIZABETH MCARTHUR  |  THURSDAY, 23 MAY 2019
... savings. The total amount of debt owed by the 14 companies to creditors amounted to about $9.8 million. The Commonwealth director of public prosecutions is prosecuting the matter. The ban will prevent McSweeny from managing companies for the maximum ...

ASIC flags post-RC criminal prosecutions

JAMIE WILLIAMSON  |  WEDNESDAY, 20 FEB 2019
... individual representatives. "ASIC expects these investigations to result in a number of referrals to the Commonwealth Director of Public Prosecutions for assessment for criminal prosecution," the regulator confirmed. Work on the 11 specific referrals ...

MYEFO: Regulatory funding increases, Budget surplus doubles

DARREN SNYDER  |  MONDAY, 17 DEC 2018
... Financial Services Industry." The Government is also providing $28 million over four years from 2018-19 to the Commonwealth Director of Public Prosecutions. This is "to pursue a greater number of prosecutions of those responsible for misconduct in the ...