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Showing 111 - 120 of 195 results for "Commonwealth Director"

Gunns chairman avoids jail for insider trading

MARK SMITH  |  FRIDAY, 23 AUG 2013
... the sentencing of former Hanlong Mining executive Calvin Zhu in February 2013 to 15 months in jail. The Commonwealth Director of Public Prosecutions prosecuted the matter. Out of 29 insider trading matters highlighted by ASIC since 2009, 20 instances ...

Wealthsure adviser guilty to criminal charges

LAURA MILLAN  |  WEDNESDAY, 21 AUG 2013
... matter will return to the Sydney District Court on 8 November 2013, with conditional bail to continue and the Commonwealth Director of Public Prosecutions is prosecuting this matter.

Company director charged with QLD property fraud

JAMES FERNYHOUGH  |  WEDNESDAY, 19 JUN 2013
... residential requirements, and forbidden to attempt to leave the country. The matter is being prosecuted by the Commonwealth Director of Public Prosecutions, and has been adjourned until 26 August.

Former boutique firm analyst pleads guilty to insider trading

ALICE URIBE  |  THURSDAY, 30 MAY 2013
... District Court and listed for arraignment on 7 June 2013. Bail has been granted on a number of conditions. The Commonwealth Director of Public Prosecutions is prosecuting the matter. LCC said on its website that it guides boards of directors through ...

ASIC drops charges against Westpoint directors

MARK SMITH  |  WEDNESDAY, 15 MAY 2013
... fairness obligations". "Following an assessment of the document in the context of the prosecution's case, the Commonwealth Director of Public Prosecutions today advised the District Court of Western Australia that the case should proceed no further and ...

Insider trading gets former J.P. Morgan staffer jail

BEN COLLINS  |  THURSDAY, 6 DEC 2012
... the people and the powers to detect and prosecute breaches," Gibson said. The matter was prosecuted by the Commonwealth Director of Public Prosecutions. Both Rietbergen's and Levi's sentence was suspended. They were released immediately on a $1,000 two-year ...

34 months prison for ex- GuardianFP adviser

BEN COLLINS  |  TUESDAY, 13 NOV 2012
... Heathwood's cooperation with ASIC investigators and her early guilty plea in suspending the sentence. The Commonwealth Director of Public Prosecutions prosecuted the matter.

Mortgage broker first offender under new law

LINDA HAUSKEN  |  WEDNESDAY, 26 SEP 2012
... said he was committed to the District Court for sentence on 5 October 2012, with unconditional bail. The Commonwealth Director of Public Prosecutions is currently prosecuting this matter.

Adviser faces court on 22 charges

LINDA HAUSKEN  |  THURSDAY, 13 SEP 2012
... conditional bail, with the matter returning to the Downing Centre District Local Court on 6 November 2012. The Commonwealth Director of Public Prosecutions is prosecuting this matter.

Adelaide adviser facing sentence

LINDA HAUSKEN  |  MONDAY, 10 SEP 2012
... convicted, the offences each carry a maximum penalty of five years imprisonment or a fine of $22,000 or both. The Commonwealth Director of Public Prosecutions is prosecuting the matter which returns to court on 14 December 2012.