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Showing 151 - 160 of 195 results for "Commonwealth Director"

Advisers caught for market manipulation

MEDIA RELEASE  |  TUESDAY, 17 FEB 2009
... these orders were likely to create or maintain an artificial price for trading in the company's shares. The Commonwealth Director of Public Prosecutions prosecuted the matter.

SMSF trustee fails sole purpose test

RUTH LIEW  |  WEDNESDAY, 12 NOV 2008
... Australian Taxation Office. The matter returns to the Downing Centre Local Court on 16 December 2008. The Commonwealth Director of Public Prosecutions is prosecuting the matter.

Adviser goes to jail for $1.5m fraud

RUTH LIEW  |  THURSDAY, 29 MAY 2008
... Services was based in Gosnells, Perth and was placed into external administration on 10 February 2004. The Commonwealth Director of Public Prosecutions prosecuted the matter.

Super promoter faces trial

RUTH LIEW  |  TUESDAY, 19 FEB 2008
... of self-managed superannuation funds that invested with the firm. The matter is being prosecuted by the Commonwealth Director of Public Prosecutions.

ASIC updates court on Westpoint progress

HAMISH MADDEN  |  TUESDAY, 19 DEC 2006
... of ASIC's investigations, to the fullest extent possible, and refers to a brief of evidence handed to the Commonwealth Director of Public Prosecutions (CDPP) in respect to one of its investigations, including matters pertaining to fundraising, asset ...

Property developer owing over $14M to investors appears in court

... the shortfall of funds to creditors and investors of the projects will be in excess of $14 million. The Commonwealth Director of Public Prosecutions is prosecuting the case. Sage is contesting all of the charges and during his court appearance was not ...

High yield investment scheme operator facing charges

... Australian financial services licence (AFSL), and made false statements during an ASIC investigation. The Commonwealth Director of Prosecutions is handling the court action against Hoy. He was not required to enter a plea and was granted bail until his ...

Unlicensed financial adviser caught out

... were liquidated in the following year with no opportunity for the investors to recover their funds. The Commonwealth Director of Public Prosecutions is prosecuting Maxwell in the Downing Centre Local Court. If found guilty Maxwell faces a pecuniary penalty ...

Former financial adviser guilty of fraud

... clients' funds, he was found not guilty of eleven charges of persuading clients to deal in securities. The Commonwealth Director of Prosecutions took the action against Smith and he was remanded on bail for submissions on sentence on 21 June 2005. Smith's ...

Charges against HIH dep chair dismissed

... Limited. In a release the Australian Securities and Investments Commission (ASIC) said it understood the Commonwealth Director of Public Prosecutions (CDPP) would now consider whether to file an ex-officio indictment against Abbot.