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Showing 151 - 160 of 192 results for "Commonwealth Director"

Super promoter faces trial

RUTH LIEW  |  TUESDAY, 19 FEB 2008
... of self-managed superannuation funds that invested with the firm. The matter is being prosecuted by the Commonwealth Director of Public Prosecutions.

ASIC updates court on Westpoint progress

HAMISH MADDEN  |  TUESDAY, 19 DEC 2006
... of ASIC's investigations, to the fullest extent possible, and refers to a brief of evidence handed to the Commonwealth Director of Public Prosecutions (CDPP) in respect to one of its investigations, including matters pertaining to fundraising, asset ...

Property developer owing over $14M to investors appears in court

... the shortfall of funds to creditors and investors of the projects will be in excess of $14 million. The Commonwealth Director of Public Prosecutions is prosecuting the case. Sage is contesting all of the charges and during his court appearance was not ...

High yield investment scheme operator facing charges

... Australian financial services licence (AFSL), and made false statements during an ASIC investigation. The Commonwealth Director of Prosecutions is handling the court action against Hoy. He was not required to enter a plea and was granted bail until his ...

Unlicensed financial adviser caught out

... were liquidated in the following year with no opportunity for the investors to recover their funds. The Commonwealth Director of Public Prosecutions is prosecuting Maxwell in the Downing Centre Local Court. If found guilty Maxwell faces a pecuniary penalty ...

Former financial adviser guilty of fraud

... clients' funds, he was found not guilty of eleven charges of persuading clients to deal in securities. The Commonwealth Director of Prosecutions took the action against Smith and he was remanded on bail for submissions on sentence on 21 June 2005. Smith's ...

Charges against HIH dep chair dismissed

... Limited. In a release the Australian Securities and Investments Commission (ASIC) said it understood the Commonwealth Director of Public Prosecutions (CDPP) would now consider whether to file an ex-officio indictment against Abbot.

ASIC's 'Super Switching' campaign catches Tasmanian adviser

... statement of advice before 'switching' his clients superannuation funds. The charges will be prosecuted by the Commonwealth Director of Public Prosecutions and Moore has been bailed to reappear at the Hobart Magistrates Court in June 2005. "ASIC will ...

Eight year gaol sentence for former financial adviser

... who defraud the community and abuse their clients' trust, and that they will get caught and punished." The Commonwealth Director of Public Prosecutions acted against Higgins on ASIC's behalf. The criminal proceedings came after the regulator had already ...

Former financial adviser guilty of 18 criminal charges

... securities dealer, and from providing any financial services. In the latest matter Higgins was prosecuted by the Commonwealth Director of Public Prosecutions, and has been committed to the District Court for sentencing on 17 March 2005.