Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 131 - 140 of 195 results for "Commonwealth Director"

Broker jailed for false trades

ASIC RELEASE  |  WEDNESDAY, 14 JUL 2010
... have been ordered to serve a significantly longer period of imprisonment. The matter was prosecuted by the Commonwealth Director of Public Prosecutions and followed a referral from the Australian Securities Exchange. On 20 August 2009 Chan was banned ...

Opes Prime director faces 22 charges

ASIC RELEASE  |  MONDAY, 31 MAY 2010
... extended for Smith and Blumberg. Each offence carries a maximum penalty of five years' imprisonment. The Commonwealth Director of Public Prosecutions is prosecuting the matter. On 27 March 2008 OPSL and Leveraged Capital, which each operated a stockbroking ...

NSW man sentenced for early super release

ASIC RELEASE  |  TUESDAY, 30 MAR 2010
... convictions follow an investigation conducted with the assistance of the Australian Taxation Office (ATO). The Commonwealth Director of Public Prosecutions prosecuted the matter.

Director charged in Westpoint case

ASIC RELEASE  |  MONDAY, 29 MAR 2010
... investigation into the collapse of the Westpoint Group of Companies and via complaints received from the public. The Commonwealth Director of Public Prosecutions prosecuted the matter.

Ex Macquarie broker pleads guilty

ASIC RELEASE  |  TUESDAY, 16 MAR 2010
... shares follows a referral from the Australian Securities Exchange. The matter is being prosecuted by the Commonwealth Director of Public Prosecutions.

Chartwell director charged with $22m fraud

ASIC RELEASE  |  THURSDAY, 11 MAR 2010
... was charged with dishonest use of position in the company (1 count). The matter is being prosecuted by the Commonwealth Director of Public Prosecutions.

Ponzi scheme operator admits guilt

ASIC RELEASE  |  WEDNESDAY, 3 MAR 2010
... own purposes and some was used to meet the financial obligations of VFBS. The matter was prosecuted by the Commonwealth Director of Public Prosecutions.

Prison sentence for finance fraudster

ASIC RELEASE  |  FRIDAY, 19 FEB 2010
... three charges of fraudulent concealment or removal of property to the value of approximately $285,000. The Commonwealth Director of Public Prosecutions prosecuted the matter.

Property developer gets jail sentence

ASIC RELEASE  |  WEDNESDAY, 10 FEB 2010
... to Saunders through his local church. Mortgage Finance Australia was deregistered on 6 December 2009. The Commonwealth Director of Public Prosecutions prosecuted the matter.

Unregistered MIS operator arrested

COMPANY RELEASE  |  THURSDAY, 5 NOV 2009
... witnesses directly or indirectly unless the prosecution agrees in writing. The matter is being prosecuted by the Commonwealth Director of Public Prosecutions. On 29 June 2007, the Federal Court of Australia delivered judgment in relation to an application ...