The latest issue of Financial Standard now available as an e-newspaper

READ NOW

Search Results

Showing 121 - 130 of 192 results for "Commonwealth Director"

ASIC: Former Bell Potter adviser charged

RACHEL DAVIS | WEDNESDAY, 28 SEP 2011

... mentioned. The matter was adjourned until 25 October 2011. Donald is not required to appear on this date. The Commonwealth Director of Public Prosecutions is prosecuting the matter.

ASIC brings charges against Opes Prime chief

ELISE BURGESS | TUESDAY, 1 MAR 2011

... conditions restricting his travel movements and was ordered to appear in the Supreme Court on 21 March 2011. The Commonwealth Director of Public Prosecutions is prosecuting the matter.

Ponzi scheme operator jailed

ELISE BURGESS | FRIDAY, 28 JAN 2011

... did make some interest repayments, the capital invested was not repaid. The matter was prosecuted by the Commonwealth Director of Public Prosecutions.

Astarra director faces five years jail, $220k fine

ASIC RELEASE | WEDNESDAY, 8 DEC 2010

... sentence to the Supreme Court of NSW and is scheduled to appear for arrangement on 4 February next year. The Commonwealth Director of Public Prosecutions is prosecuting the matter. Trio Capital, the successor to Astarra, operated five super funds worth ...

Tasmanian former adviser charged for no AFSL

MEDIA RELEASE | TUESDAY, 23 NOV 2010

... of the two charges. The matter was adjourned until 20 January 2011. The matter is being prosecuted by the Commonwealth Director of Public Prosecutions.

Investors lose $7m in Qld scam

ASIC RELEASE | THURSDAY, 18 NOV 2010

... Hatchett was sentenced to nine years' imprisonment for his involvement following an FBI investigation. The Commonwealth Director of Public Prosecutions prosecuted the matter.

ATO appoints integrity adviser

RUTH LIEW | MONDAY, 6 SEP 2010

The Australian Taxation Office has hired former Commonwealth director of public prosecutions, Damian Bugg AM QC, as its integrity adviser. Tax commissioner Michael D'Ascenzo made the announcement late last week, and Bugg will be charged with providing ...

Broker jailed for false trades

ASIC RELEASE | WEDNESDAY, 14 JUL 2010

... have been ordered to serve a significantly longer period of imprisonment. The matter was prosecuted by the Commonwealth Director of Public Prosecutions and followed a referral from the Australian Securities Exchange. On 20 August 2009 Chan was banned ...

Opes Prime director faces 22 charges

ASIC RELEASE | MONDAY, 31 MAY 2010

... extended for Smith and Blumberg. Each offence carries a maximum penalty of five years' imprisonment. The Commonwealth Director of Public Prosecutions is prosecuting the matter. On 27 March 2008 OPSL and Leveraged Capital, which each operated a stockbroking ...

NSW man sentenced for early super release

ASIC RELEASE | TUESDAY, 30 MAR 2010

... convictions follow an investigation conducted with the assistance of the Australian Taxation Office (ATO). The Commonwealth Director of Public Prosecutions prosecuted the matter.

PAGE:

Australian Unity to shed 195 roles

MATTHEW WAI

Australian Unity is reducing its workforce by 195 positions due to underperformance stemming from delays in government support for its Home Health platform and the integration of several businesses.

Count shutters limited-advice business, slips in size ranking

MATTHEW WAI

Count Financial has reportedly wound up its restricted SMSF/limited-advice service, losing some 26 advisers on the Financial Adviser Register, latest data shows.

First Super recruits head of investments from Prime Super

MATTHEW WAI

First Super has appointed a new head of investments, replacing Chris Artis, who was in the position for the past three months on an interim basis.

BMO eyes Euroz Hartleys' capital markets business

KARREN VERGARA

Euroz Hartleys confirmed it is in discussions with Canada's BMO Financial Group for a potential sale of its capital markets business for $145 million.

Videos

Brought to you by

Strength amid noise

Global economic outlook and the case for local currency emerging market debt: Resilience, risk, and opportunity

Follow the leaders

Maintaining a fundamental focus in a world obsessed with the short term

The market has changed. The opportunity hasn't.

A guaranteed future

SMILE through retirement - tackling the top 5 (Sequencing, Market, Inflation, Longevity, Emotion) retirements risks

MORE VIDEOS

Products

'Guide To' Series

Pocket investment guides featuring adviser case studies and a glossary.

MORE INFO

Publisher's Forum

Investing trends and strategies from the industry’s thought leaders.

MORE INFO

Product Showcases

Putting the spotlight on investment products that matter.

MORE INFO

Expert Feed

Christian Mueller-Glissmann

Head of Asset Allocation Research

Goldman Sachs

When geopolitics becomes a portfolio risk

Geopolitics is back - again - and Australian investors can no longer treat it as distant background noise.

READ MORE

Tania Milnes

General Manager Membership

Financial Advice Association Australia

Does association membership still matter?

With all the changes the advice sector has experienced in recent years, such as regulatory reform and increased education and professional standards ...

READ MORE