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Showing 91 - 100 of 192 results for "Commonwealth Director"

Fraudulent adviser faces court

JAMIE WILLIAMSON | WEDNESDAY, 28 SEP 2016

... not enter a plea, asking for an adjournment to obtain legal advice. The matter is being prosecuted by the Commonwealth Director of Public Prosecutions. ASIC accepted an enforceable undertaking from Nakhl in November 2013 that permanently bans him from ...

Former Wickham CEO pleads guilty to fraud

MARK SMITH | FRIDAY, 15 JUL 2016

... date. The matter had been listed for trial commencing 22 August 2016 but this has now been vacated. The Commonwealth Director of Public Prosecutions is prosecuting the matter. Brisbane-based Wickham Securities was placed into administration in December ...

Former adviser charged with fraud

KERRIE SYDEE | TUESDAY, 5 JUL 2016

... 1 August 2016, with Birk released on the condition that he reside at his current address and notify the Commonwealth Director of Public Prosecutions (CDPP) of any change of residence. The CDPP is now prosecuting this matter.

Banned former CBA planner charged with forgery

MARK SMITH | TUESDAY, 17 MAY 2016

... the requirements of the Commonwealth Bank's internal audit process. The matter is being prosecuted by the Commonwealth Director of Public Prosecutions. The case was adjourned for further mention on 4 July 2016. Rick Gillespie was employed as a CFPL adviser ...

Hockey launches Serious Financial Crime Taskforce

LAURA MILLAN | TUESDAY, 5 MAY 2015

... Department, Australian Transaction Reports and Analysis Centre, Australian Securities and Investments Commission, Commonwealth Director of Public Prosecutions and Australian Customs and Border Protection Services. "This type of crime poses a genuine ...

Avestra fined for breaching takeover laws

HARRY PAGE | THURSDAY, 18 DEC 2014

... 2013, Avestra's interest in AG Financial increased from 0 to 22.17%, in clear violation of section 606. The Commonwealth Director of Public Prosecutions prosecuted the matter.

Former Moody's analyst guilty of insider trading

MARK SMITH | MONDAY, 8 DEC 2014

... short sell 135,000 AWB CFDs. The men will be sentenced in the Supreme Court of NSW on 27 April 2015. The Commonwealth Director of Public Prosecutions is prosecuting the matter.

Prosecution drops charges against Storm adviser

LAURA MILLAN | MONDAY, 17 NOV 2014

The Commonwealth Director of Public Prosecutions has withdrawn its charge against former Storm Financial adviser Walter John Fullerton-Smith, following the death of a key witness. Fullerton-Smith faced a charge of making a false or misleading statement ...

Share trader jailed over $260,000 fraud

LAURA MILLAN | MONDAY, 3 NOV 2014

... Jones did not invest the $260,000 for investment purposes but used them for his own personal benefit. The Commonwealth Director of Public Prosecutions prosecuted the matter following an investigation by the Australian Securities and Investments Commission ...

Adviser jailed for blowing client funds on fast cars

MARK SMITH | THURSDAY, 21 AUG 2014

... sentence shows, jail time is a very real possibility." Cini pleaded guilty to all charges in March 2014. The Commonwealth Director of Public Prosecutions prosecuted the matter.

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Australian Unity to shed 195 roles

MATTHEW WAI

Australian Unity is reducing its workforce by 195 positions due to underperformance stemming from delays in government support for its Home Health platform and the integration of several businesses.

Count shutters limited-advice business, slips in size ranking

MATTHEW WAI

Count Financial has reportedly wound up its restricted SMSF/limited-advice service, losing some 26 advisers on the Financial Adviser Register, latest data shows.

First Super recruits head of investments from Prime Super

MATTHEW WAI

First Super has appointed a new head of investments, replacing Chris Artis, who was in the position for the past three months on an interim basis.

BMO eyes Euroz Hartleys' capital markets business

KARREN VERGARA

Euroz Hartleys confirmed it is in discussions with Canada's BMO Financial Group for a potential sale of its capital markets business for $145 million.

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