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Showing 51 - 60 of 192 results for "Commonwealth Director"

Corporate advisor charged over $2m theft

CASSANDRA BALDINI | WEDNESDAY, 22 JUN 2022

... years' imprisonment or 10 if the person deceived is 60 or over. This matter is being prosecuted by the Commonwealth Director of Public Prosecutions and has been adjourned to 16 September 2022.

Barred adviser breaches ASIC order

ANDREW MCKEAN | MONDAY, 20 JUN 2022

... entered his plea and was sentenced in the Brisbane Magistrate's Court. The matter was prosecuted by the Commonwealth director of public prosecutions after a referral of a brief of evidence from ASIC.

Cryptocurrency lender Helio charged for false credit licence claims

ANDREW MCKEAN | FRIDAY, 8 APR 2022

... penalties can apply to those who unlawfully engage in credit activities. The matter is being prosecuted by the Commonwealth Director of Public Prosecutions.

Dealer group faces anti-hawking charges

JAMIE WILLIAMSON | TUESDAY, 22 MAR 2022

... for each breach of s992A(3) of the Corporations Act was $133,200. The matter is being prosecuted by the Commonwealth Director of Public Prosecutions after a brief of evidence collected during an investigation was handed over by ASIC. The matter has been ...

CDPP dumps ANZ cartel case

KARREN VERGARA | MONDAY, 14 FEB 2022

The Commonwealth Director of Public Prosecutions has dropped all charges against the criminal cartel case involving the issue of ANZ shares. Last week, the CDPP withdrew charges against the remaining defendants, Citigroup Global Markets Australia, Deutsche ...

Disqualified adviser convicted of managing company

KARREN VERGARA | FRIDAY, 17 DEC 2021

... February 2021, opening three bank accounts held in the name of Driven by Results to establish the business. The Commonwealth Director of Public Prosecutions presided over the matter in the Downing Centre Local Court on December 14. She was conditionally ...

Former WA adviser charged with dishonest conduct

CHLOE WALKER | TUESDAY, 23 NOV 2021

... Magistrates Court last Friday and was granted conditional bail. ASIC says the matter is being prosecuted by the Commonwealth Director of Public Prosecutions and the case has been listed for further mention on January 14.

CDPP drops cartel charges against ANZ

KARREN VERGARA | MONDAY, 1 NOV 2021

The Commonwealth Director of Public Prosecutions dropped charges against ANZ and an executive for their alleged involvement in a criminal cartel case. The CDPP has let ANZ and group treasurer Rick Moscati off the hook as it discontinued proceedings ...

Former Vocus chair charged with insider trading

ANNABELLE DICKSON | WEDNESDAY, 15 SEP 2021

... made up of Aware Super and Macquarie Infrastructure and Real Assets. The matter is being prosecuted by the Commonwealth Director of Public Prosecutions and each charge of insider trading carries a maximum 15 years' imprisonment. The matter has been listed ...

Former adviser hit with criminal charges

KARREN VERGARA | MONDAY, 30 AUG 2021

... and its trustees. The maximum penalty for each breach is $5250 or imprisonment for six months or both. The Commonwealth Director of Public Prosecutions is now overseeing the matter following a referral from ASIC. The matter has been adjourned for mention ...

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Australian Unity to shed 195 roles

MATTHEW WAI

Australian Unity is reducing its workforce by 195 positions due to underperformance stemming from delays in government support for its Home Health platform and the integration of several businesses.

Count shutters limited-advice business, slips in size ranking

MATTHEW WAI

Count Financial has reportedly wound up its restricted SMSF/limited-advice service, losing some 26 advisers on the Financial Adviser Register, latest data shows.

First Super recruits head of investments from Prime Super

MATTHEW WAI

First Super has appointed a new head of investments, replacing Chris Artis, who was in the position for the past three months on an interim basis.

BMO eyes Euroz Hartleys' capital markets business

KARREN VERGARA

Euroz Hartleys confirmed it is in discussions with Canada's BMO Financial Group for a potential sale of its capital markets business for $145 million.

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