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Showing 31 - 40 of 192 results for "Commonwealth Director"

Former director hit with dishonesty charges

ANDREW MCKEAN | WEDNESDAY, 22 MAR 2023

... value of the benefits gained, or a combination of both penalties. The matter is being prosecuted by the Commonwealth Director of Public Prosecutions following a referral from ASIC. The matter has been adjourned to April 18.

Former director charged with fraud

CASSANDRA BALDINI | MONDAY, 20 MAR 2023

... granted bail and will appear in court on 9 May 2023 for committal. This matter is being prosecuted by the Commonwealth Director of Public Prosecutions following ASICs investigation.

ASIC charges former investment company executives

ANDREW MCKEAN | MONDAY, 6 MAR 2023

... 2019. A new board was appointed, and trading in Benjamin Hornigold's shares resumed on 25 June 2020. The Commonwealth Director of Public Prosecutions is handling the prosecution of Benjamin Hornigold's former executives after ASIC's investigation. ...

Unlicensed investor pleads guilty to fraud charges

CHLOE WALKER | FRIDAY, 24 FEB 2023

... Kamkolkar to pay another client within days of receipt of the funds. This matter is being prosecuted by the Commonwealth Director of Public Prosecutions following an investigation and referral by ASIC.

Financial Circle director convicted, fined

CHLOE WALKER | TUESDAY, 21 FEB 2023

... whilst disqualified carried a maximum penalty of imprisonment for one year. The matter was prosecuted by the Commonwealth Director of Public Prosecutions after a brief and referral from ASIC.

Former Big Un chief charged with insider trading

CASSANDRA BALDINI | WEDNESDAY, 15 FEB 2023

... been listed for mention at the Downing Centre Local Court on 11 April 2023 and will be prosecuted by the Commonwealth Director of Public Prosecutions following a referral from ASIC. Last year, Big Un former auditor Graham Rothesay Swan also came under ...

Mining company shares manipulator sentenced

JAMIE WILLIAMSON | TUESDAY, 7 FEB 2023

... immediately after paying $6000 and undertaking two years' good behaviour. The matter was referred to the Commonwealth Director of Public Prosecutions by ASIC. "The sentencing decision finalises our suite of actions in relation to the manipulation of ...

Adviser sentenced over accessing client accounts

CHLOE WALKER | FRIDAY, 3 FEB 2023

... also taken into account by Judge Gillan when handing down the sentence. The matter was prosecuted by the Commonwealth Director of Public Prosecutions after a referral from ASIC.

Former planner pleads guilty to dishonest conduct

CASSANDRA BALDINI | FRIDAY, 27 JAN 2023

... financial products, and that he was banned from providing financial services by order of the Federal Court. The Commonwealth Director of Public Prosecutions is prosecuting the matter after a brief was referred by ASIC. It will be listed in the Victorian ...

Adviser who faked signatures sentenced in court

CHLOE WALKER | MONDAY, 16 JAN 2023

... financial services. He was officially charged on June 24 of last year. The matter was prosecuted by the Commonwealth Director of Public Prosecutions after a brief and referral from ASIC.

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Australian Unity to shed 195 roles

MATTHEW WAI

Australian Unity is reducing its workforce by 195 positions due to underperformance stemming from delays in government support for its Home Health platform and the integration of several businesses.

Count shutters limited-advice business, slips in size ranking

MATTHEW WAI

Count Financial has reportedly wound up its restricted SMSF/limited-advice service, losing some 26 advisers on the Financial Adviser Register, latest data shows.

First Super recruits head of investments from Prime Super

MATTHEW WAI

First Super has appointed a new head of investments, replacing Chris Artis, who was in the position for the past three months on an interim basis.

BMO eyes Euroz Hartleys' capital markets business

KARREN VERGARA

Euroz Hartleys confirmed it is in discussions with Canada's BMO Financial Group for a potential sale of its capital markets business for $145 million.

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