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Showing 5701 - 5710 of 6696 results for "Securities"

Performance fees roll in for Macquarie

... companies earned $36.7 million during the period and the MAp companies intend to apply the fee to a subscription for MAp securities. The Macquarie Communications Group earned $18.2 million and will also apply its performance fee to a subscription for ...

ASIC pleased with regional advisers

The Australian Securities and Investments Commission (ASIC) is encouraged by the efforts of regional advisers to comply with the Financial Services Reform Act following a series of regional adviser visits. ASIC Compliance Directorate executive director ...

MLC moves to enhance global offerings

... meetings with prospective and incumbent managers. Within MLC's diversified portfolios, 25 per cent of the listed property securities allocation will now be allocated to global property and managed actively by LaSalle Investment Management (Securities) ...

CPA Australia responds to FSR refinements

... section of a maximum of three pages customised to the client. The fourth option for consideration includes the Australian Securities and Investments Commission to develop case studies and supporting SoAs to demonstrate what it considers to be acceptable ...

Third operator of early release super scheme punished

The Australian Securities and Investments Commission (ASIC) has obtained Federal Court orders against Raymond Heard, the third operator of early release superannuation schemes that illegally freed up over $3.5 million of Australian superannuation benefits. ...

Balanced approach from regulators re Choice

The Australian Taxation Office (ATO) and the Australian Securities and Investments Commission (ASIC) have jointly released a booklet outlining the compliance approach to the impending choice of fund environment. The material guide, called Choice of ...

BNP Paribas Securities signs up HiPortfolio/3

BNP Paribas Securities Service has become the second custodian to sign up for DST International's (DSTi) new HiPortfolio/3 service since April. BNP Paribas decided to continue its relationship with DSTi following a detailed open tender. It had previously ...

ASIC moves against unlicensed business

The Australian Securities and Investments Commission (ASIC) has begun proceedings in the Federal Court in Perth against David Alan Zohar and Swancove Enterprises Pty Ltd (Swancove) following an investigation into written advertisements and the operation ...

ASIC offers super switching guides

The Australian Investments and Securities Commission (ASIC) has released a guide aimed at ensuring financial advisers do not breach the Corporations Act 2001 when giving advice about switching superannuation funds in the new Choice environment. The ...

Unlicensed financial adviser caught out

An Australian Securities and Investments Commission (ASIC) investigation has resulted in Donald Maxwell facing one charge of carrying on a financial services business without an Australian financial services license (AFSL). The regulator alleges Maxwell ...