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Showing 5671 - 5680 of 6696 results for "Securities"

Mercer grows advisory team

... industry experience to Mercer. He has held both domestic and international senior roles in areas such as banking, direct securities and financial services. Most recently Carey was a senior financial adviser with investment bank Ord Minnett. At Mercer ...

Morningstar places BT Listed Property on 'hold'

Morningstar has placed BT's Listed Property on 'hold' following the departure of head of property securities Antoinette Plater. Earlier this month Plater resigned with Peter Davidson taking the helm until a replacement is found. BT expects to announce ...

MacarthurCook to raise $51.7 million in equity

MacarthurCook Fund Management has decided to raise up to $51.69 million for the MacarthurCook Property Securities Fund by way of a non-renounceable rights issue and public offer. The fund invests in a portfolio containing both listed and unlisted property ...

ASIC winds up managed investment scheme

The Australian Securities and Investments Commission (ASIC) has moved to wind a managed investment scheme operated by South Australian man Guiseppe Mercorella. ASIC alleges that the scheme is in breach of the Corporations Act 2001 (the Act) since 2002 ...

High yield investment scheme operator facing charges

The Australian Securities and Investments Commission (ASIC) has brought seven charges against Shane Hoy, the operator of a high yield investment scheme, in the Brisbane Magistrates Court. The regulator alleges Hoy raised $270,000 through the scheme ...

ASIC issues guidance about general financial advice

The Australian Securities and Investments Commission (ASIC) has issued guidance to advisers to assist them with complying to certain financial product advice provisions set out in the Corporations Act 2001. The guidance was prepared after industry consultation ...

ASIC releases super switching study results but FPA not satisfied

The Australian Investments and Securities Commission (ASIC) has released the findings of its assessment of financial advice to consumers wishing to change superannuation funds in the lead up to the introduction of choice of fund legislation. The study ...

ASIC nabs SMSF adviser

The Australian Securities and Investments Commission (ASIC) has shut down a self-managed superannuation fund (SMSF) adviser from conducting any business relating to superannuation. This is the second SMSF shut down by the regulator since its superannuation ...

New compliance director for ASIC

The Australian Securities and Investments Commission (ASIC) has appointed Carole Ferguson to the newly created role of director institutional and wholesale compliance. Ferguson joins ASIC having most recently been Colonial First State Investments' senior ...

Aviva and Wide Bay join forces to buy Financial Technology

Aviva Australia and Wide Bay Australia have teamed up to each acquire a 25 per cent stake in Financial Technology Securities giving both companies a collective shareholding in Financial Technology of 50.01 per cent. Financial Technology is a financial ...