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Showing 5051 - 5060 of 6696 results for "Securities"

Disclose fees or pay $300,000 fine

... and indirect benefits. Disclosure is mandatory and must be made regardless of whether the client asks for it. The NZ Securities Commission will enforce the rules. Advisers or brokers caught breaking the rules could be fined up to $300,000 or banned for ...

Allco defends move

MICHAEL HOBBS  |  THURSDAY, 28 FEB 2008
Allco Finance Group (AFG) has stated it complied with its Australian Securities Exchange (ASX) obligation to announce a Review Event following negotiations to refinance its debt. The firm outlined that its facility agreement for its $900 million senior ...

Market Wrap - Midday

AAP  |  THURSDAY, 28 FEB 2008
... Exchange the March share price index contract was 75 points lower at 5673, on a volume of 11,862 contracts. Austock Securities senior client advisor Michael Heffernan said losses in the banking sector were weighing heavily on the local market. "It is ...

Market Wrap - Midday

AAP  |  WEDNESDAY, 27 FEB 2008
... expectations. It posted an 11.6 per cent rise in operating earnings to $1.79 billion for calendar 2007. At 1201 AEDT, Westfield securities had fallen 22 cents, or 1.25 per cent, to $17.45. Retail stocks was down at 1201 AEDT. Coles owner Wesfarmers had ...

Market wrap - midday

AAP  |  FRIDAY, 22 FEB 2008
... Exchange, the March share price index futures contract was 64 points lower at 5485. Senior client adviser at Austock Securities, Michael Heffernan, said there were plenty of cheap buying opportunities, particularly in the banking sector, as "blood-letting" ...

Platinum posts 29pc profit

RUTH LIEW  |  THURSDAY, 21 FEB 2008
... Platinum Asia Fund, which enjoyed a 14.62 per cent one year return. The Asia Fund primarily invests in listed companies' securities in the Asian region, including firms based in China, Hong Kong, Taiwan, Korea, Malaysia, Singapore and Pakistan among ...

Bell Financial Group to buy Tricom

RUTH LIEW  |  TUESDAY, 19 FEB 2008
... firm. Formed in 1994, Tricom's operations consist of four major components including broking solutions, margin and securities lending, capital markets and corporate advisory as well as wealth management. The fulfillment of Bell Financial Group's acquisition ...

Super promoter faces trial

RUTH LIEW  |  TUESDAY, 19 FEB 2008
... in the Brisbane Magistrate Court yesterday to stand trial on a date to be fixed on 22 charges laid by the Australian Securities and Investments Commission (ASIC). Between May 2002 and October 2003, ASIC alleges Sharland dishonestly gained an advantage ...

Market Wrap - Midday

AAP  |  TUESDAY, 19 FEB 2008
... positive territory at noon as investors came back to the banking sector and commodity prices surged overnight. Austock Securities senior client adviser Michael Heffernan said investors were relieved that bad news on corporate earnings seemed to be coming ...

Fraudulent advisers caught

RUTH LIEW  |  THURSDAY, 14 FEB 2008
Two Sydney men have been charged and found guilty by the Australian Securities and Investment Commissions (ASIC) for a combined 11 charges of fraud and delivering false financial advice. The two so called "advisers", Tunde Doja from Sydney and Mohammad ...