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Showing 461 - 470 of 1464 results for "Investments Commission"

Senate to question ASIC over alleged RBA corruption

LAURA MILLAN  |  TUESDAY, 1 OCT 2013
The Senate inquiry into the performance of the Australian Securities and Investments Commission (ASIC) will "no doubt" question the regulator over its failure to act on the alleged corruption within subsidiary companies of the Reserve Bank of Australia ...

New adviser service speeds up dealer group creation

LAURA MILLAN  |  MONDAY, 30 SEP 2013
... boutique financial planning dealer groups including AFSL application through the Australian Securities and Investments Commission (AFSL). "They are able to outsource the dealer group services to an industry professional, allowing the advisers to focus ...

Court freezes LM Investment Management founder's assets

MARK SMITH  |  MONDAY, 30 SEP 2013
... his passport by the Supreme Court of Queensland following an application by the Australian Securities and Investments Commission (ASIC). LM Investment Management went into administration in March 2013, with the company responsible for managing at least ...

The Trust Company buyout receives approval from all regulators

LAURA MILLAN  |  FRIDAY, 27 SEP 2013
... The Trust Company has already submitted a draft of its scheme booklet to the Australian Securities and Investments Commission (ASIC) for its review.

Brogden questions ASIC and APRA roles

LAURA MILLAN  |  TUESDAY, 24 SEP 2013
... regulators. Brogden said that duplication has emerged on the model featuring the Australian Securities and Investments Commission (ASIC) and the Australian Prudential and Regulation Authority (APRA). "There needs to be a clear demarcation between policy ...

Accountant gets 6 years jail for promoting tax avoidance scheme

MARK SMITH  |  TUESDAY, 24 SEP 2013
... partnership between the ATO, Australian Federal Police, Australian Crime Commission, Australian Securities and Investments Commission (ASIC) and the Commonwealth Director of Public Prosecutions, with support from the Australian Transaction Reports and ...

ASIC accepts EU from two advice firms

LAURA MILLAN  |  TUESDAY, 24 SEP 2013
The Australian Securities and Investments Commission (ASIC) has accepted enforceable undertakings from two financial planning firms. Melbourne adviser James Thomas Banfield has entered into an enforceable undertaking with ASIC that prevents him from ...

Ironbridge to acquire 100% of Bravura

ALICE URIBE  |  TUESDAY, 24 SEP 2013
... later this week. If approved Bravura will immediately lodge court orders with the Australia Securities and Investments Commission (ASIC) which will mean the company will go into a trading halt.

Judge orders end of class action against WealthSure

LAURA MILLAN  |  MONDAY, 23 SEP 2013
... clients of Colin James Oberg, a former WealthSure adviser that was banned by the Australian Securities and Investments Commission (ASIC) in 2012 after he withdrew over $1.55 million of client funds without approval. "Each of the identified group members ...

Latest Financial Standard issue available on the iPad app

STAFF WRITER  |  MONDAY, 23 SEP 2013
In the latest edition of Financial Standard we look at the Australian Securities and Investments Commission (ASIC) Senate inquiry and see what some industry pundits think of the regulator. We also investigate how baby boomers may be able to make their ...