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Showing 441 - 450 of 1464 results for "Investments Commission"

Costs of new SMSF regulation expected to be "minimal"

LAURA MILLAN  |  MONDAY, 11 NOV 2013
The Australian Securities and Investments Commission (ASIC) expects that the industry will implement the new self-managed super funds (SMSF) proposals "with minimal cost and disruption." During the consultation process for CP216 'Advice on self-managed ...

ASIC didn't take my claims seriously: whistleblower

LAURA MILLAN  |  THURSDAY, 7 NOV 2013
... business partner of now banned Lifestyle Trader director Aussie Rob has accused the Australian Securities and Investments Commission (ASIC) of not taking his claims seriously. In a submission to the Senate inquiry into the performance of the regulator ...

Adviser engagement becomes TPB main priority

LAURA MILLAN  |  TUESDAY, 5 NOV 2013
... and CPE, among other issues. The organisation is also working closely with the Australian Securities and Investments Commission (ASIC) that will allow both being open and consultative and providing positive assistance to tax financial advisers. "A key ...

ASIC asks for public adviser register to track "bad apples"

LAURA MILLAN  |  FRIDAY, 1 NOV 2013
The Australian Securities and Investments Commission (ASIC) has asked for a public register of financial advisers detailing licensee records so the regulator and investors can easily identify "bad apples." In a submission to the Senate inquiry about ...

ASIC submits broad performance review to Senate inquiry

LAURA MILLAN  |  THURSDAY, 31 OCT 2013
The Australian Securities and Investments Commission (ASIC) has provided the Senate inquiry on the regulator's performance with an extensive document that broadly reviews its work. This is the third and largest ASIC submission to the Senate inquiry. ...

Law firm questions CBA compensation for Nguyen victims

LAURA MILLAN  |  WEDNESDAY, 30 OCT 2013
... adviser Don Nguyen. In a submission to the Senate inquiry on the performance of the Australian Securities and Investments Commission (ASIC), the firm expressed its concerns about the compensation arrangements that were put in place after the bank agreed ...

CBA could face legal action over Operation Lantern

LAURA MILLAN  |  WEDNESDAY, 30 OCT 2013
... solicitor filed a case against the financial settlement that CBA reached with the Australian Securities and Investments Commission (ASIC), which is part of a broad class action against the bank that started in 2010.

ASIC concedes Trio ringleader investigation

MARK SMITH  |  WEDNESDAY, 30 OCT 2013
The Australian Securities and Investments Commission (ASIC) has been forced to concede defeat in its pursuit of the alleged ringleader of the Trio/Asterra collapse. ASIC had previously acknowledged that bringing a strong enough case against Jack Flader ...

Former Bell Potter adviser jailed

LAURA MILLAN  |  MONDAY, 28 OCT 2013
... dishonest conduct that involved more than $1.7 million. An investigation by the Australian Securities and Investments Commission (ASIC) revealed that Donald rebooked share trades or transferred trades from one client account to another to benefit himself ...

ASIC warns consumers about NRAS property ads

MARK SMITH  |  TUESDAY, 22 OCT 2013
The Australian Securities and Investments Commission (ASIC) has warned consumers about advertising that promotes the use of self-managed superannuation funds (SMSFs) to invest in residential properties through the National Rental Affordability Scheme ...