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| | | ASIC commissioner, Shane Tregillis, was appointed as new chief of the Financial Ombudsman Service, replacing departing chief Colin Neave. Tregillis will move into the Melbourne-based role from August 26. Neave did not move to be reappointed into the ... |
| | | | ... of the market and by taking pre-emptive action to prevent possible market misconduct," said Shane Tregillis, ASIC Commissioner. Particular areas of concern were corporate advisers failing to have the right controls in place to protect price sensitive ... |
| | | | ... information seriously and we'll continue to take action to send a message to the market," said Dr Peter Boxall, ASIC Commissioner. Sparking the reminder, Victorian public company, Fulcrum Equity Limited was fined $15,000 by the Melbourne Magistrates ... |
| | | | ... range of participants. However, in an address at the Stockbrokers Association of Australia Conference on May 26, ASIC commissioner, Shane Tregillis, compared dark pools to a pulp fiction, hearing the Jaws theme music every time he thinks of the term ... |
| | | | ASIC commissioner Greg Medcraft and economist Rod Sims have been recommended as new regulatory heads by Treasurer Wayne Swan. In a statement from the Treasury, current ASIC commissioner Greg Medcraft has been put forward as the next ASIC chairman in ... |
| | | | ... consumer confidence in the financial advice industry and to encourage professionalism," said Greg Medcraft, ASIC Commissioner. The recommendations follow the ASIC review of RG 146 and consultations with industry associations. Deen Sanders, deputy chief ... |
| | | | ... retirement and get quality retirement advice to make the most of their retirement savings," said Greg Medcraft, ASIC Commissioner. An expert reference group from both industry and consumer groups will assist ASIC to determine what is 'quality' advice ... |
| | | | ... to the new standards, ASIC declined to include exchange-traded products under the new regime. Greg Medcraft, ASIC commissioner, said investors may not necessarily understand the risks of trading CFDs due to product complexity - however the lack of clarity ... |
| | | | ... implement a regulatory approach that supports the supervisory function and keeps pace with market developments." ASIC commissioner Shane Tregillis said technology and competition are fundamentally changing the way Australia's equity markets operate - ... |
| | | | ... integrity rules. "ASIC appreciates market participants will need time to adapt to the new environment," said ASIC commissioner, Shane Tregillis. "We will be engaging closely with industry in developing the proposed regulatory framework," he said. The ... |
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