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Showing 381 - 390 of 476 results for "ASIC commissioner"

ASIC concedes Trio ringleader investigation

MARK SMITH  |  WEDNESDAY, 30 OCT 2013
... demonstrates that ASIC will hold gatekeepers to account where their conduct falls below the required standard," ASIC commissioner John Price said. "Directors, company officers, auditors, investment advisers, and financial planners play a key role in ...

Former Bell Potter adviser jailed

LAURA MILLAN  |  MONDAY, 28 OCT 2013
... recognises the seriousness of Mr Donald's conduct and will serve to deter others from engaging in similar behaviour," ASIC Commissioner Greg Tanzer said.

ASIC warns consumers about NRAS property ads

MARK SMITH  |  TUESDAY, 22 OCT 2013
... consumers invest using their SMSF we want to ensure they are providing balanced messages that comply with the law,' ASIC Commissioner Greg Tanzer said. "It is important that ads are clear, accurate and balanced, especially when consumers are looking ...

ASIC rescues lower risk products from 'hedge fund' label

MARK SMITH  |  FRIDAY, 4 OCT 2013
... some lower-risk funds from the more extensive disclosure obligations imposed on a hedge fund under RG 240," ASIC commissioner Greg Tanzer said. "This will also benefit investors by more clearly differentiating hedge funds from other types of managed ...

Sonray director to face 10 years imprisonment over unfunded deposits

ALICE URIBE  |  THURSDAY, 3 OCT 2013
... in a solvency report required by ASIC, made a false statement about equity injections of $5.2m into Sonray. ASIC commissioner Greg Tanzer said: "ASIC expects directors to act honestly and with integrity, and always in the interests of the company. We ...

Hedge fund maestro Hintze voices concern over regulation

MARK SMITH  |  THURSDAY, 12 SEP 2013
... other stuff that's hedged up to the head so you know fully what you're going to lose and what you can't lose." ASIC commissioner Greg Tanzer said that it hoped to publish the changes to its original hedge fund class order for industry consideration in ...

Property group director jailed for four years

LAURA MILLAN  |  MONDAY, 9 SEP 2013
... financial standing of an entity to be acquired with investor funds and Lewis with Weerapah failed to inform ASIC," ASIC commissioner Greg Tanzer said. "Weerappah's conduct was deliberate, cunning and calculated. His dishonesty over three years led to ...

ASIC puts stop order on misleading Trilogy PDS

JAMES FERNYHOUGH  |  MONDAY, 2 SEP 2013
... where investors could obtain further details of the rating," and "failure to address benchmark disclosures." ASIC Commissioner Greg Tanzer said: "It is important that disclosure documents and advertisements are clear, accurate and balanced, and when ...

ASIC issues governance warning on local emerging market companies

MARK SMITH  |  TUESDAY, 27 AUG 2013
... that is because we want investors to be confident and informed when putting their money in these companies," ASIC commissioner John Price said. As at November 2012, ASIC identified 760 ASX-listed companies that reported having an accounting segment or ...

AIMA Hedge Fund Forum targets greater cohesion

MARK SMITH  |  MONDAY, 26 AUG 2013
... explore how fund managers can institutionalise their businesses without losing their unique, competitive edge. ASIC commissioner Grag Tanzer will lead a regulatory panel, providing an insight into the size, performance and systemic risk posed by the ...

Editor's Choice

Treasury responds to Debelle's review into the AOFM

KARREN VERGARA
Treasury has responded to the Guy Debelle-led review into the Australian Office of Financial Management (AOFM), agreeing to all six recommendations.

Bravura ups guidance, reports earnings increase

RIDDHIMA TALWANI
Bravura Solutions informed investors cost discipline will protect its full year earnings result after a client migrated to a Business Process Outsourcing (BPO) early in the year.

MaxCap hires from Vanguard, AustralianSuper

MATTHEW WAI
MaxCap has welcomed two senior directors, including a portfolio manager from Australia's largest super fund, reporting to the recently named chief executive Kylie Robb.

Zenith snags mandate from Granite Bay

MATTHEW WAI
Granite Bay Private Wealth has selected Zenith Investment Partners to support their investment governance and due diligence.

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