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Showing 351 - 360 of 476 results for "ASIC commissioner"

ASIC stops Bitcoin miner discussing IPO

ALEX BURKE  |  MONDAY, 16 FEB 2015
... consumers who will not have the benefit of all material information that would be included in a prospectus," ASIC commissioner John Price said. "ASIC expects companies to be fully aware of their obligations regarding advertising or publicity that occurs ...

Avestra fined for breaching takeover laws

HARRY PAGE  |  THURSDAY, 18 DEC 2014
... had acquired a substantial stake in AG Financial Limited and pleaded guilty to breaching takeover provisions. ASIC commissioner Cathie Amour said the identity of major shareholders of a public company should be known to investors. "ASIC expects businesses ...

ASIC acts on 440 SMSF auditors

LAURA MILLAN  |  THURSDAY, 18 DEC 2014
... in popularity with Australian investors, it is critical that SMSF auditors play their key gatekeeping role," ASIC commissioner Greg Tanzer said. "ASIC will continue to administer the registration process to assure Australians that SMSF auditors at least ...

FEATURE: 2014 year in review

MARK SMITH, LAURA MILLAN, JAMES FERNYHOUGH  |  FRIDAY, 12 DEC 2014
This year has been another busy one for the financial servives industry. FoFA remained on the radar and the Financial System Inquiry has the potential to change things in a big way. The Financial Standard team takes a look at the issues that made waves ...

ASIC begins legal action against LM Investment Management

MARK SMITH  |  THURSDAY, 20 NOV 2014
... development, no plans of subdivision had been registered and none of the proposed housing lots had been sold. ASIC commissioner Greg Tanzer said: "Investors should be able to have confidence that the people responsible for managing their investments ...

ASIC takes SMSF property spruikers to court

LAURA MILLAN  |  WEDNESDAY, 12 NOV 2014
... interests of clients, a duty to avoid conflicts of interest and providing access to dispute resolution schemes," ASIC commissioner Greg Tanzer said The first hearing of the matter is listed for 26 November 2014.

Share trader jailed over $260,000 fraud

LAURA MILLAN  |  MONDAY, 3 NOV 2014
... prosecuted the matter following an investigation by the Australian Securities and Investments Commission (ASIC). ASIC commissioner John Price said: "Jones acted with complete disregard to the law and now must deal with the consequences of his behaviour." ...

ASIC: Beware fake forex website

MARK SMITH  |  TUESDAY, 16 SEP 2014
... www.fifx.com and falsely claim that their services are 'under the regulation of Australia (Regulation No. 290600)'. ASIC commissioner Greg Tanzer said neither First Forex, FiFx or FiFX Global are registered Australian companies, nor are their services ...

Retirement phase top issue for super in FSI

JAMES FERNYHOUGH  |  FRIDAY, 29 AUG 2014
... exporting of Australian financial services overseas. It called on the FSI to consider the appointment of a new ASIC commissioner to deal with international regulatory issues and for an agency to be established to coordinate and promote financial services. ...

FSC: Appoint an ASIC commissioner for international issues

MARK SMITH  |  THURSDAY, 28 AUG 2014
... Financial Services Council (FSC) has called on the Financial System Inquiry to consider the appointment of a new ASIC commissioner to deal with international regulatory issues and for an agency to be established to coordinate and promote financial services. ...