Search Results | Showing 431 - 440 of 476 results for "ASIC commissioner" |
| | | ... applications submitted by authorised representatives and the adequacy of compliance resources used by ALI Group. ASIC commissioner Peter Kell said that confidence in the financial services industry depends on licensees having robust compliance procedures ... |
| | | | ... superannuation and managed investment products to eight pages is a great improvement for consumers and business,' said ASIC Commissioner John Price. Price said that industry participants were still considering some aspects of the application of the shorter ... |
| | | | ... documents electronically, and certified true copies of background credential checks known as 'People Proofs'. ASIC commissioner, Greg Tanzer, said these changes will save industry time and money, especially important for small business operators. "These ... |
| | | | ... Strategies Pty Ltd are an unrelated dance studio, while calls to their various phone numbers no longer answered. ASIC Commissioner Greg Tanzer said investors need to be cautious when offered unsolicited investment advice. "Making a few basic checks on ... |
| | | | ... "The client money provisions are an important safeguard to protect the interests of retail investors," said ASIC Commissioner Greg Tanzer. "ASIC expects issuers to know and comply with their obligations under the law and to put in place effective measures ... |
| | | | ... order to assess the extent of the problem of inappropriate usage of the term 'independent'," said Peter Kell, ASIC commissioner. Kell said, ASIC's first priority is to ensure people are receiving the information they need to make informed and confident ... |
| | | | ... opt-in. Speaking yesterday at a joint Association of Financial Advisers / Financial Services Council event, ASIC commissioner Peter Kell said the guidance would address a number of issues, including the requirement to do a fact find when giving scaled ... |
| | | | ... advice examples were poor, 3% were deemed good quality advice and the remaining 58% were adequate. Peter Kell, ASIC commissioner, said a challenging aspect of our research, both for ASIC and for your industry, was that many consumers were not well equipped ... |
| | | | ... money on day-to-day living expenses, as well as to fund various payment entitlements to the investors,' said ASIC commissioner Peter Kell. 'We want to ensure that product providers in the financial services sector act with honesty and integrity. If they ... |
| | | | ... advice examples were poor, 3% were deemed good quality advice and the remaining 58% were adequate. Peter Kell, ASIC commissioner, said the results highlighted the scope for significant improvement in retirement advice with several areas where the financial ... |
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