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Showing 2891 - 2900 of 6696 results for "Securities"

Anne Street SMSF advice falls under ASIC radar

LAURA MILLAN  |  THURSDAY, 5 SEP 2013
... Partners Financial Services' advice to self-managed super fund (SMSF) clients has raised concerns from the Australian Securities and Investments Commission (ASIC). The practice has agreed to engage an independent expert who will review, assess, make ...

Wickham Securities chairman banned for two years

LAURA MILLAN  |  WEDNESDAY, 4 SEP 2013
The chairman of the collapsed lender Wickham Securities has been banned from financial services for two years and seven months. The Australian Securities and Investment Commission (ASIC) has banned Bradley Thomas Sherwin after he declared himself bankrupt. ...

Trust gives Perpetual a chance to match IOOF offer

LAURA MILLAN  |  WEDNESDAY, 4 SEP 2013
... provided Perpetual with the opportunity to match or better the IOOF proposal," Trust said in a statement to the Australian Securities Exchange (ASX). At the same time, the board is still open to hear an offer by Equity Trustees, which was the first to ...

Crowe Horwath CEO departs group after rebranding

LAURA MILLAN  |  WEDNESDAY, 4 SEP 2013
... executive to lead the company through its new stage of development," the group said in a statement to the Australian Securities Exchange (ASX). "Lombard oversaw significant restructuring including implementation of a number of cost reduction and efficiency ...

WealthSure undertakes major reform of the business

LAURA MILLAN  |  TUESDAY, 3 SEP 2013
... a full reform of its business after it entered into an enforceable undertaking following concerns by the Australian Securities and Investments Commission (ASIC) over poor compliance and failure to monitor advisers' actions. The dealer group will focus ...

Jenepe AM launches IPO fund with London partner

MARK SMITH  |  TUESDAY, 3 SEP 2013
... companies complete a stock exchange listing," Pereza-Mathews said. "This is achieved by investing in a diversified range of securities ranging from early stage growth companies through to established companies seeking to list on a global recognised investment ...

ASIC puts stop order on misleading Trilogy PDS

JAMES FERNYHOUGH  |  MONDAY, 2 SEP 2013
The Australian Securities and Investments Commission (ASIC) has put interim stop orders on the product disclosure statements (PDSs) for Trilogy Monthly Income Fund and Trilogy Melbourne Office Syndicate - Cheltenham, over concerns of the relevance of ...

Market Wrap PM

AAP  |  MONDAY, 2 SEP 2013
... futures contract was 50 points higher at 5,168 points, with 17,092 contracts traded. * National turnover was 597 million securities worth $1.25 billion. AAP ews/gfr

ASIC accepts enforceable undertaking from WealthSure

LAURA MILLAN  |  MONDAY, 2 SEP 2013
... executive of both companies, Darren Pawski, will be put into an enforceable undertaking (EU) until 2018. The Australian Securities and Investments Commission (ASIC) has accepted an EU from both companies after an investigation that started in December ...

ASIC concerned over "pockets" of poor SMSF advice

LAURA MILLAN  |  MONDAY, 2 SEP 2013
The Australian Securities and Investments Commission (ASIC) has found "concerning pockets of poor advice" which involve recommendations that self-managed super fund (SMSF) investors gear into real property. ASIC's commissioner Greg Tanzer said that ...