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Showing 2911 - 2920 of 6696 results for "Securities"

CFSGAM issues its first SIV product

LAURA MILLAN  |  MONDAY, 26 AUG 2013
... satisfy the SIV requirements. It invests 100% in cash, Australian Commonwealth Government and Australian semi-government securities and is aimed at conservative investors targeting capital preservation and low-risk income. Under the SIV scheme, investors ...

Record earnings for Cromwell Property Group

STAFF WRITER  |  MONDAY, 26 AUG 2013

Gunns chairman avoids jail for insider trading

MARK SMITH  |  FRIDAY, 23 AUG 2013
... convicted on the basis that he ought to have known the information was inside information, not that he knew. Australian Securities and Investment Commission (ASIC) commissioner Cathie Armour said the conviction was a reminder the regulator was committed ...

IPA joins Kaplan in support of ASIC adviser training stance

MARK SMITH  |  FRIDAY, 23 AUG 2013

WealthSure faces restructure after Court case

LAURA MILLAN  |  FRIDAY, 23 AUG 2013
... WealthSure to apply capital and operating expenditure in new systems and resources to deal with concerns of the Australian Securities and Investments Commission (ASIC). This week, former WealthSure adviser Brian William Veitch pleaded guilty to 22 criminal ...

Countplus blames profit loss on political uncertainty

LAURA MILLAN  |  FRIDAY, 23 AUG 2013
... result, the group did not achieve its positive market guidance," the company said in a statement to the Australian Securities Exchange (ASX). Countplus is an aggregation of 21 business which includes 18 accounting business, a financial planning specialist ...

Hyperion joins Packer in taking Magellan profits

MARK SMITH  |  THURSDAY, 22 AUG 2013
... September and will instead focus on investing as in a new role as managing director. In an announcement on the Australian Securities Exchange (ASX), Magellan said Mackay would continue to provide council through a role as a special adviser. Former Meryll ...

Wealthsure adviser guilty to criminal charges

LAURA MILLAN  |  WEDNESDAY, 21 AUG 2013
Former WealthSure financial adviser has pleaded guilty to 22 criminal charges following an Australian Securities and Investments Commission (ASIC) investigation. Appearing in the Sydney District Court, Brian William Veitch, formerly of Minto, New South ...

Hybrids must better convey risk: ASIC

JAMES FERNYHOUGH  |  TUESDAY, 20 AUG 2013
The Australian Securities and Investments Commission (ASIC) is cracking down on the misleading marketing of hybrid securities. ASIC has criticised what it terms "misleading labelling" and "unwarranted comparison" of hybrids to less risky products such ...

Legg Mason wins three 'Recommended' ratings

JAMES FERNYHOUGH  |  TUESDAY, 20 AUG 2013