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Showing 2541 - 2550 of 6696 results for "Securities"

ASIC bans former PIS and AMP advisers

LAURA MILLAN  |  MONDAY, 23 JUN 2014
... Investment Services (PIS) and AMP Financial Planning advisers have been banned from financial services. The Australian Securities and Investments Commission (ASIC) took action against AMP Financial Planning adviser Roy Whye Wah Moo after the County Court ...

2014 MAX Award Winners and Finalists

MICHELLE BALTAZAR  |  MONDAY, 23 JUN 2014

$US5b irregularities at China fund, banks

AFP  |  FRIDAY, 20 JUN 2014
... world's largest, and had assets of more than $US575 billion at the end of 2012. One of its subsidiaries sold stakes in a securities firm in 2011 at their original purchase price, losing 1.26 billion yuan ($A215 million) on their market value at the time ...

Steady as she goes

BENJAMIN ONG  |  THURSDAY, 19 JUN 2014
... printing press. But have no fear, at US$35 billion, it's still a "sizable and still-increasing holdings of longer-term securities" - the Fed's still buying US$15 billion of mortgage-backed securities and US$20 billion of longer-term Treasury securities ...

Senate FoFA conclusions expected today

LAURA MILLAN  |  MONDAY, 16 JUN 2014
... expecting to hear the conclusions of the Economics Committee's parallel investigation on the performance of the Australian Securities and Investments Commission (ASIC). This inquiry was prompted by the regulator's failure to address cases of bad financial ...

Financial Wisdom to face class action for poor advice

LAURA MILLAN  |  MONDAY, 16 JUN 2014
... Financial Wisdom comes days before the Senate Economics Committee reports its conclusions of an inquiry into the Australian Securities and Investments Commission's (ASIC) failure to address cases of bad advice within CBA's financial planning groups. ...

ASX considers UN Sustainable Stock Exchanges initiative

JAMES FERNYHOUGH  |  FRIDAY, 13 JUN 2014
The Australian Securities Exchange (ASX) has said it is 'considering the progress' of the United Nations' 'Sustainable Stock Exchanges' (SSE) initiative, following news that the London Stock Exchange has become the tenth exchange to sign up to the program. ...

Super insurance still worth billions

JAMES FERNYHOUGH  |  THURSDAY, 12 JUN 2014
... allocation. $138 billion was in non-cash investments, $102 billion of which was in equities, $27 billion was in debt securities, and $10 billion was in property. $9.2 billion was in cash.

Blue Sky raises $60.4 million for first listed alternatives fund

MARK SMITH  |  THURSDAY, 12 JUN 2014
... Alternatives Access Fund Limited (Alternatives Fund). The new Listed Investment Company (LIC), set to debut on the Australian Securities Exchange (ASX: BAF) on Monday 16 June, will be Australia's only directly managed, alternatives-focused LIC The amount ...

AMP targets Asian investors with new UCITS funds

MARK SMITH  |  THURSDAY, 12 JUN 2014
AMP Capital has made UCITS versions of its Global Listed Infrastructure Fund and Global Real Estate Securities Fund available to institutional investors in Asia. AMP launched its new Luxembourg-domiciled UCITS platform in April 2014 with US$156 million ...