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Showing 2581 - 2590 of 6696 results for "Securities"

OneVue adds former IOOF exec to leadership team

ALICE URIBE  |  THURSDAY, 22 MAY 2014
... acquisitions and partnerships. Prior to joining OneVue, Connell held numerous senior roles at Citigroup within its GTS securities and fund services division in New York. In March OneVue reshuffled its board with three members stepping down, but chair ...

MySuper dashboards, ASIC warns trustees

ALICE URIBE  |  THURSDAY, 22 MAY 2014
Following a regulatory review of MySuper product dashboards, the Australian Securities and Investments Commission (ASIC) has issued extra guidance to superannuation trustees about how they need to be handled. The guidance update focuses on how the dashboards ...

Blue Sky directors buy stake in Alternatives Fund IPO

LAURA MILLAN  |  WEDNESDAY, 21 MAY 2014
... million to list Australia's first diversified, alternatives-focused listed investment company (LIC) on the Australian Securities Exchange (ASX).

Macquarie admits "unresolved matters" with ATO

LAURA MILLAN  |  WEDNESDAY, 21 MAY 2014
... the stock market. "This matter has been substantially resolved," Macquarie said in an announcement at the Australian Securities Exchange (ASX). The group's 2014 Annual Financial Report says that "during the current and prior years, Macquarie group received ...

ASIC bans former Westpac trader

LAURA MILLAN  |  WEDNESDAY, 21 MAY 2014
... products, including foreign exchange and cross currency swaps on behalf of Westpac. An investigation of the Australian Securities and Investments Commission (ASIC) found that he entered more than 100 fictitious trading entries including off-market trades ...

OMFG! Australia could lose an A

BENJAMIN ONG  |  TUESDAY, 20 MAY 2014
... other defendants who were ordered to pay about A$20 million ($21 million) to Australian towns for losses on top-rated securities whose value plunged during the global financial crisis..." (Bloomberg)... or whether other countries lodged their own lawsuits ...

CBA forced to review poor compensation methods

LAURA MILLAN  |  MONDAY, 19 MAY 2014
... more than 4,000 clients after its methods were found to be inconsistent and disadvantaged customers. The Australian Securities and Investments Commission (ASIC) has imposed licence conditions to the Australian financial services licence (AFSL) of both ...

Buffett discloses new Verizon investment

AAP  |  FRIDAY, 16 MAY 2014
... Hathaway on Thursday revealed the changes to its $US106 billion ($A114.69 billion) portfolio in documents filed with the Securities and Exchange Commission that show what the company owned at the end of March. The Verizon investment was the only new ...

Market Wrap AM

AAP  |  FRIDAY, 16 MAY 2014
... including Macy's (-1.3 per cent) and Target (-1.8 per cent). Michael James, managing director of equity trading at Wedbush Securities, said investors are also "nervous" at the drop in treasury bond yields as demand for fixed-income investments picks ...

Cuts to ASIC and ATO push industry to self-regulation

LAURA MILLAN  |  WEDNESDAY, 14 MAY 2014
Budget cuts to the Australian Securities and Investments Commission (ASIC) and the Australian Taxation Office (ATO) will force the industry to rely more on self-regulation. The budget is contemplating cuts of $142.8 million over the next three years ...