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Showing 2511 - 2520 of 6696 results for "Securities"

Macquarie rebukes advice, compliance concerns

LAURA MILLAN  |  TUESDAY, 8 JUL 2014
... of compliance" within its advice business two weeks ago. The group said that it has been working with the Australian Securities and Investments Commission (ASIC) "to resolve all its matters of concern." "This has been a very full process coinciding with ...

YBR requests trading halt ahead of buyout announcement

LAURA MILLAN  |  TUESDAY, 8 JUL 2014
Yellow Brick Road Holdings (YBR) has requested a trading hold to the Australian Securities Exchange (ASX) and is expected to announce an acquisition. YBR requested the trading halt yesterday and said it did so "pending the release of an announcement ...

Advice firm chooses MDAs over platforms

LAURA MILLAN  |  TUESDAY, 8 JUL 2014
... Class Super. Moran Howlett will be transitioning to managedaccounts.com.au, which was recently listed in the Australian Securities Exchange (ASX). The self-licensed practice, which was established in 2012 through the merger of Paul Moran Financial Planning ...

Investors Mutual gets in on LIC act

MARK SMITH  |  MONDAY, 7 JUL 2014
... also one of the joint lead managers to the issue along with BBY, Patterson and Taylor Collison and co-manager Lonsec Securities.

CBA's Narev leaves key questions unanswered

LAURA MILLAN  |  FRIDAY, 4 JUL 2014
... said. He did confirm that as many as nine financial advisers labelled as "high risk" by the bank and by the Australian Securities and Investments Commission (ASIC) were still working at CBA. "The people still working here are not giving bad advice," ...

AMP rebuilds European team with key appointments

LAURA MILLAN  |  FRIDAY, 4 JUL 2014
... is reinforcing its European real estate investment team with new appointments, only three months after its Property Securities Fund was downgraded following key staff departures. AMP Capital revealed to Financial Standard that portfolio manager and analyst ...

Government still mulling response on Senate report

LAURA MILLAN AND AAP  |  THURSDAY, 3 JUL 2014
... already commissioned a review of the financial sector more generally and that will include the role of the Australian Securities and Investment Commission and whether more needs to be done to insure that people are protected. "I don't want to overdo ...

ASIC jails AMP former adviser

HARRY PAGE  |  THURSDAY, 3 JUL 2014
... of AMP Financial Planning has been jailed for 13 years after being convicted for 181 counts of theft. The Australian Securities and Investments Commission (ASIC) has permanently banned former Tina Louise McPhee in the wake of the conviction. McPhee ...

CBA opens up compensation review to all advice clients

LAURA MILLAN  |  THURSDAY, 3 JUL 2014
... spoke to the media a week after the Senate Economics Committee issued the report on the inquiry into the Australian Securities and Investments Commission (ASIC), which was critical of the bank's management of its financial planning arm and recommended ...

Inquiry sees spike in demand for legal action against CBA

LAURA MILLAN  |  WEDNESDAY, 2 JUL 2014
... running hot" after the Senate Economics Committee issued the report of the inquiry into the performance of the Australian Securities and Investments Commission (ASIC). Ivantsoff revealed that Shine Lawyers has set up a dedicated team of people that has ...