Search Results | Showing 141 - 150 of 3495 results for "compliance" |
| | | ... under the Yarra umbrella. Yarra will provide sales and marketing, investment operations, finance and legal, risk and compliance services. Meanwhile, the Australian Share Wholesale Fund and Australian Share Income Fund will see Yarra Capital Management ... |
| | | | ... manager for securities and strategies. During his time at ASIC, he led the supervision of financial markets and managed compliance applications for Australian Market Licences, to which, Coinbase said Judd will help prepare its next phase of growth and ... |
| | | | ... ASIC's broader review of advice licensees that use lead generation services and reinforces its ongoing focus to ensure compliance by AFSL holders. |
| | | | ... chief commercial officer Mark Papendieck steps into the role of chief operating officer. Ho will oversee governance, compliance and risk frameworks across DASH's expanding advice, platform and technology operations. With more than two decades of ... |
| | | | ... similar role. Mathew Williamson has started a new role with the $8 billion superannuation fund, leading the risk and compliance function and reporting to Prime Super chief executive Raelene Seales. His appointment as general manager, risk and compliance ... |
| | | | ... businesses, served as head of risk for BT Financial Group's super, platforms and investments division, and worked in risk and compliance at Count Financial. SIAA chair Hamish Dee said Lykouras is an "outstanding choice" for the role. "Maria is dynamic ... |
| | | | ... required to appoint an independent third party to review and recommend improvements to the arrangement and enhance compliance with duties. In response, Australian Ethical said it is confident members' retirement savings have not been negatively impacted ... |
| | | | ... contravening its obligations under financial services laws. Under the imposed condition, LTT needs to appoint an independent compliance consultant to review and assess its procedures to ensure the documents are submitted within the prescribed timeframe. ... |
| | | | ... meaningfully drive better retirement outcomes and meet their members' needs, compared to those who are focused on mere compliance with the covenant," the report said. "Unless action is taken, particularly by those falling behind, the quality of support ... |
| | | | ... board. It will also adopt an independent director code of conduct that covers conflicts of interest, confidentiality, compliance with laws and regulation, and illegal behaviour. Meta also agreed to amend its director-level conflicts of interest policy ... |
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