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Showing 111 - 120 of 3495 results for "compliance"

ASIC acts against 28 SMSF auditors

MATTHEW WAI  |  FRIDAY, 30 JAN 2026
... advise ASIC of changes to their contact details on the public register of SMSF auditors, did not respond to regulatory compliance requests or did not carry out enough audit work to meet the practical experience requirements. Between 1 July 2025 and 31 ...

Hiring for risk, member services to take off

JAMIE WILLIAMSON  |  THURSDAY, 29 JAN 2026
... focus across financial services broadly, the recruitment firm said, while Line 1 risk and collaboration with Line 1 compliance and anti-money laundering teams will be important criteria for hiring as well, it said. Also crucial will be specific skill ...

MLC Expand appoints product strategy lead

RIDDHIMA TALWANI  |  WEDNESDAY, 28 JAN 2026
... Her vision and expertise will help us achieve that ambition while maintaining the highest standards of governance and compliance," McCarthy said. "Her deep understanding of wealth management - particularly the financial advice industry, combined with ...

AMP to relaunch SMSF property lending solution

MATTHEW WAI  |  TUESDAY, 27 JAN 2026
... a "transparent, well-governed" lending option delivered through brokers, which is supported by a strong credit and compliance framework, AMP said. The solution also possesses features to manage cash flow and risk - including flexible repayment options ...

IFS unveils new pathway for industry super fund advice

MATTHEW WAI  |  THURSDAY, 22 JAN 2026
... leverages IFS' technology to drive profitability and scalability. Advisers can also operate confidently with "strong" compliance support, with specialised training, tools, resources and partnerships with industry super funds made available from the ...

ASIC returns $40m of CFD losses

ELIZA BAVIN  |  TUESDAY, 20 JAN 2026
... secured the return of nearly $40 million to more than 38,000 retail investors as it continues to drive substantial compliance improvement across Australia's contracts for difference (CFD) sector following a whole of industry review. CFDs allow investors ...

Just 450 advisers drop off ASIC FAR after deadline hits

MATTHEW WAI  |  FRIDAY, 16 JAN 2026
... these, less than 850 were eligible for the experienced pathway. ASIC is currently monitoring the FAR and undertaking a compliance program to determine if they remain authorised to provide personal advice to retail clients. Padua Solutions wealth data ...

State Street boosts digital asset access with new platform

MATTHEW WAI  |  FRIDAY, 16 JAN 2026
... public permissioned blockchain networks, State Street said. Investors can receive secure, scalable access and on-chain compliance controls through a seamless interface between digital and traditional services. The firm said the move supports its clients ...

Cbus hires corporate governance head

ELIZA BAVIN  |  MONDAY, 12 JAN 2026
... services and superannuation sector, joining Cbus most recently from ESSSuper where she was group executive, legal risk and compliance, and board secretary," a Cbus spokesperson confirmed to Financial Standard. Prior to ESSSuper, Tromans was the head ...

SMEs prepare for Payday Super cashflow crunch

RIDDHIMA TALWANI  |  FRIDAY, 9 JAN 2026
... urged SMEs to begin preparing for the Payday Super reforms now. He noted that while most commentary has focused on compliance, the bigger issue for many operators is the forced change to the cash-flow system that sits underneath payroll. "Quarterly super ...