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Showing 1451 - 1460 of 2080 results for "Australian Securities"

FPA to provide PI insurance to members

MICHAEL HOBBS  |  THURSDAY, 20 MAR 2008
... will not be required to source and then negotiate individual deals." The FPA was prompted to act after the Australian Securities and Investment Commission (ASIC) released the Regulatory Guide 126 and the Financial Industry Complaints Scheme (FICS) increased ...

ASIC zones in on accountants pushing SMSFs

MICHAEL HOBBS  |  FRIDAY, 14 MAR 2008
... Managed Super Fund (SMSF) clients without the proper license will be penalised accordingly, Louise DuPre, the Australian Securities and Investment Commission (ASIC) adviser said. Speaking at the SMSF Professionals Association of Australia (SPAA) conference ...

Super trustee faces ASIC probe

RUTH LIEW  |  WEDNESDAY, 12 MAR 2008
The Australian Securities and Investments Commission (ASIC) obtained orders by consent in the Supreme Court of New South Wales yesterday against Fenumiai Solofuti of Campbelltown, New South Wales. These orders follow ASIC allegations that Solofuti was ...

Liquidnet rakes $200m off starting blocks

... doing the trade. Since launching late last month, the group has signed up more than 50 members to trade Australian securities. The trades have ranged from $20,000 to $1.4 million with the largest trade topping $5 million. "Australian buy-side managers ...

Regulators fight breaches online

RUTH LIEW  |  WEDNESDAY, 12 MAR 2008
The Australian Prudential Regulation Authority (APRA) and the Australian Securities and Investments Commission (ASIC) has launched a new online breach reporting system for dual-regulated institutions. According to a joint statement released by both ...

FHSA tops govt agenda

MICHAEL HOBBS  |  MONDAY, 3 MAR 2008
... Working Group's mandate." Established in February, the Working Group consists of officers from Treasury, the Australian Securities and Investments Commission (ASIC) and the Department of Finance and Deregulation. Sherry said he was pleased with the number ...

ASIC closes Risqy Forex scheme

RUTH LIEW  |  MONDAY, 3 MAR 2008
The Australian Securities and Investments Commission (ASIC) has obtained orders in the Supreme Court of Queensland in Brisbane to close an illegal managed investment scheme involving $14.5 million being operated by unregistered New Zealand-based Risqy ...

Allco defends move

MICHAEL HOBBS  |  THURSDAY, 28 FEB 2008
Allco Finance Group (AFG) has stated it complied with its Australian Securities Exchange (ASX) obligation to announce a Review Event following negotiations to refinance its debt. The firm outlined that its facility agreement for its $900 million senior ...

Super promoter faces trial

RUTH LIEW  |  TUESDAY, 19 FEB 2008
... in the Brisbane Magistrate Court yesterday to stand trial on a date to be fixed on 22 charges laid by the Australian Securities and Investments Commission (ASIC). Between May 2002 and October 2003, ASIC alleges Sharland dishonestly gained an advantage ...

Fraudulent advisers caught

RUTH LIEW  |  THURSDAY, 14 FEB 2008
Two Sydney men have been charged and found guilty by the Australian Securities and Investment Commissions (ASIC) for a combined 11 charges of fraud and delivering false financial advice. The two so called "advisers", Tunde Doja from Sydney and Mohammad ...