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Showing 1411 - 1420 of 2080 results for "Australian Securities"

ASIC bans three Westpoint planners

MICHAEL HOBBS  |  WEDNESDAY, 9 JUL 2008
The Australian Securities and Investments Commission (ASIC) banned three more financial planners involved in misleading clients on Westpoint products from providing financial services. The regulator banned New South Wales based Timothy Harrison from ...

ASIC bans Westpoint adviser

MICHAEL HOBBS  |  MONDAY, 7 JUL 2008
The Australian Securities and Investments Commission (ASIC) banned Perth-based planner David Roy from providing financial services for seven years after it found he misled clients on Westpoint products. The regulator found between 1998 and 2005, Roy ...

Focus on value not fees: AFA

RUTH LIEW  |  FRIDAY, 4 JUL 2008
... commission system may hike up the price of products for clients, Klipin said both the Federal Government and the Australian Securities and Investments Commission's (ASIC) endeavours to make revenue statements transparent have helped clients find value ...

ASIC bans Oxford Investments

MICHAEL HOBBS  |  WEDNESDAY, 2 JUL 2008
The Australian Securities & Investments Commission (ASIC), backed by the Federal Court of Australia, banned Tasmanian based Oxford Investments Tasmania and its sole director for advising on financial products for 10 years. As a result, the firm and ...

Uni students get Praemium help

RUTH LIEW  |  TUESDAY, 1 JUL 2008
... Mathematics, a core unit for the undergraduate degree in Financial Mathematics. According to a statement on the Australian Securities Exchange, Praemium's systems will also be used by staff from the School of Mathematics to assist in the research of ...

ASX listing breaches hit 13pc

RUTH LIEW  |  MONDAY, 30 JUN 2008
Nearly 13 per cent of 4,137 Australian Securities Exchange (ASX) Directors' Interest Notices breached listing rules in the first quarter of this year - prompting warnings that those who violated the law could face ASIC investigation. According to the ...

MacarthurCook appeals ASX breach

RUTH LIEW  |  TUESDAY, 24 JUN 2008
Boutique fund manager MacarthurCook has confirmed it is appealing the Australian Securities Exchange's charge that it had breached regulations following the issuance of its shares to IOOF Holdings. In a statement released by the ASX today, MacarthurCook ...

ASIC bans Westpoint planner

MICHAEL HOBBS  |  THURSDAY, 19 JUN 2008
The Australian Securities & Investments Commission (ASIC) banned Western Australian financial adviser David Liddicoat from providing financial services for three years after he misled clients on Westpoint investments. Liddicoat provided financial planning ...

IOOF buys 13pc stake in MacarthurCook

RUTH LIEW  |  MONDAY, 16 JUN 2008
... stake in boutique property investment fund manager MacarthurCook. In a statement released last Friday on the Australian Securities Exchange, MacarthurCook confirmed that it would form a "strategic investment management and distribution alliance" with ...

Trust banks on fiduciary after BNY sale

RUTH LIEW  |  MONDAY, 16 JUN 2008
... shareholders via special dividends [of $1 per share]," he said. According to a statement released on the Australian Securities Exchange, the transaction has received appropriate government approval. All other conditions precedent have been met ahead ...