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Showing 1441 - 1450 of 2080 results for "Australian Securities"

Money for Living practice is not RM

MICHAEL HOBBS  |  THURSDAY, 1 MAY 2008
... Living, stating the business was not involved in promoting and selling reverse mortgages. On Monday, the Australian Securities and Investments Commission (ASIC) sentenced Money for Living director Gary O'Neill to a year in jail, fully suspended, for ...

Super funds to resurrect ailing RMBS

RUTH LIEW  |  MONDAY, 21 APR 2008
... March 2008. Greg Medcraft, executive director and chief executive of the newly-established industry body Australian Securities Forum (ASF) acknowledged that Australian financial institutions are currently suffering from high costs of funds compared to ...

Macq predicts SG to top 9pc

RUTH LIEW  |  WEDNESDAY, 16 APR 2008
... associate director of Macquarie Equity Markets Group. The current MQ LPL offer will commence listing on the Australian Securities Exchange on 26 May. The minimum loan amount is $50,000 or $5,000 per MQ LPL as part of a portfolio totaling $50,000 or m ...

Adviser gets community service

RUTH LIEW  |  MONDAY, 14 APR 2008
... New South Wales, was sentenced by the Sydney District Court to 250 hours community service following an Australian Securities and Investments Commission (ASIC) investigation into Progressive Investment Securities (Progressive) and Capital Investments ...

Broker caught after $30m insurance scam

MICHAEL HOBBS  |  MONDAY, 14 APR 2008
... New South Wales insurance broker Scot Weston has pleaded guilty to four charges of dishonest conduct. The Australian Securities and Investments Commission (ASIC) alleges Weston, employed as an insurance broker by Hirtes Insurance Brokers at the time ...

B&B recapitalises Tricom

RUTH LIEW  |  TUESDAY, 8 APR 2008
... Tricom Management and private investors to embark on the venture. According to a statement released on the Australian Securities Exchange, Babcock and Brown confirms that it has increased its existing exposure of $35 million to a maximum of $40 million ...

Adviser charged on $48k theft

RUTH LIEW  |  WEDNESDAY, 2 APR 2008
... stealing $48,000 from a former client. The sentence was the result of a joint investigation conducted by the Australian Securities and Investments Commission (ASIC) and the Western Australia Police Major Fraud Squad. De Boer pleaded guilty to the allegation ...

Credit Suisse buys AXE stake

MICHAEL HOBBS  |  TUESDAY, 1 APR 2008
... liquidity, as other operators recognise the combined strength of AXE ownership." In July last year, the Australian Securities and Investments Commission (ASIC) announced a consultation process to decide whether or not it would grant licenses to AXE and ...

Doja faces jail time

RUTH LIEW  |  MONDAY, 31 MAR 2008
... three years and eight months imprisonment in the Sydney District Court following an investigation by the Australian Securities and Investments Commission (ASIC) into Progressive Investment Securities and Capital Investments Group (Aust). On 30 November ...

ASIC investigates Opes Prime

MICHAEL HOBBS  |  FRIDAY, 28 MAR 2008
Opes Prime Stockbroking is under investigation by the Australian Securities and Investments Commission (ASIC) after the firm found a number of cash and stock movement irregularities in a small number of accounts. ASIC has created a team, which will ...