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Showing 1441 - 1450 of 9816 results for "Advisers"

Venture capital rout rattles advice technology sector

KARREN VERGARA  |  MONDAY, 1 MAY 2023
... Steve Brown as chief executive between 2019 and 2021, TIQK went into liquidation on March 6. In 2018, Practifi offered advisers access to TIQK, which promised to review every aspect of advice generated. Brown's predecessor and chief executive at ...

Skynet fraudster terminated by ASIC

JAMIE WILLIAMSON  |  FRIDAY, 28 APR 2023
... Nugara fraudulently obtained as much as $9 million over the years. Recent weeks have seen a string of former financial advisers busted for fraud. Earlier this week, former adviser Brett Gordon was jailed for six years for executing a $650,000 SMSF fraud ...

Lumiant acquires longevity app

KARREN VERGARA  |  FRIDAY, 28 APR 2023
Lumiant has acquired an app that helps financial advisers monitor clients' health, longevity and aged care risks that could impact retirement. Chicago-based Genivity, deemed a health analysis and longevity optimiser (HALO), will integrate into Lumiant's ...

ASIC updates breach reporting guidelines

KARREN VERGARA  |  FRIDAY, 28 APR 2023
ASIC has updated breach reporting procedures in the hope that it can help reduce regulatory burdens for financial advisers. The corporate watchdog detailed several changes to Regulatory Guide 78 Breach reporting by AFS licensees and credit licensees ...

Former adviser jailed for six years

JAMIE WILLIAMSON  |  WEDNESDAY, 26 APR 2023
... ceased in August 2017, according to the ASIC Financial Adviser Register. He was also previously licensed by Genesys Wealth Advisers and Charter Financial Planning.

Insignia reports advice outflows, adviser losses

JAMIE WILLIAMSON  |  WEDNESDAY, 26 APR 2023
... said it will change the naming conventions used to describe the advice channels to Professional Services, being employed advisers, and Advice Services, being self-employed and self-licensed advisers. It explained the Professional Services channel accounts ...

Clime outlines growth focus, wins mandate

CHLOE WALKER  |  WEDNESDAY, 26 APR 2023
... solutions," it said. Meanwhile, in line with its strategy to provide wealth solutions for self-directed investors and advisers, Clime said a dedicated data analytics program has been underway during the second half of FY23. It aims to gain competitive ...

Former adviser jailed for nine years

KARREN VERGARA  |  MONDAY, 24 APR 2023
... 2010 as a paraplanner and after three years became a financial adviser. At one point, he managed 120 clients. "Financial advisers at Sentinel were only authorised to provide financial advice regarding a limited number of investments and could not provide ...

DASH adds to leadership

CASSANDRA BALDINI  |  WEDNESDAY, 19 APR 2023
... team," Russo said. "I see real opportunity in DASH's strategy to provide sophisticated and more efficient solutions for advisers and their clients." Former Equity Trustees executive general manager, super trustee office Mark Blair has also joined the ...

Adviser complaints rise, super complaints decrease

KARREN VERGARA  |  WEDNESDAY, 19 APR 2023
The number of superannuation complaints have slashed while those related to financial advisers have shot up, the latest statistics from the Australian Financial Complaints Authority (AFCA) shows. In the six months to December 2022, AFCA received 2538 ...