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Showing 1 - 10 of 72 results for "Shaw and Partners"

360 Capital seeks $20m in capital raise

ELIZA BAVIN  |  MONDAY, 2 DEC 2024
... and the net tangible asset backing of those units and diversifying the fund's investor base." Ord Minnett and Shaw and Partners have been appointed as joint lead managers for the capital raise. The 360 Capital Mortgage REIT seeks to provide investors ...

Former adviser charged with dishonest conduct

KARREN VERGARA  |  TUESDAY, 19 NOV 2024
A former Shaw and Partners financial adviser has been charged with 26 counts of dishonest conduct in relation to the provision of financial services. Former Brisbane-based financial adviser Kristofer Ridgway appeared at Southport Magistrates Court in ...

Charges dropped against Macquarie adviser

KARREN VERGARA  |  TUESDAY, 8 OCT 2024
... conduct, "Acworth is not of good fame and character to provide financial services". Acworth previously worked at Shaw and Partners until 31 December 2019. ASIC referred the matter to the CDPP in November 2020. The matter was adjourned several times since ...

IMAP names award winners for 2024

MATTHEW WAI  |  FRIDAY, 23 AUG 2024
... Adviser was awarded the Australian Fixed Interest award against the likes of Cameron Harrison, Real Asset, and Shaw and Partners - the award winner in 2023. Drummond Capital Partners, the award winner of multi-asset offering last year, claimed the title ...

Another chair for Sequoia

KARREN VERGARA  |  WEDNESDAY, 7 AUG 2024
... was taking up the role of chair in an acting capacity until today. Ryan was previously the head of equities at Shaw and Partners between 2015 and 2022, and held executive roles at Citi, JBWere, and Morgan Stanley. Ryan currently holds several board positions ...

Advisers shun major institutions, 500 exit: Rainmaker

KARREN VERGARA  |  WEDNESDAY, 24 JUL 2024
... the end of the period. The non-aligned segment, however, gained 252 advisers or 2.4% to finish with 10,595. Shaw and Partners, Findex, and Morgans Financial gained the most advisers. Meanwhile, Merit Wealth, AMP Financial Planning, and Bridges Financial ...

Former adviser misled ASIC during investigation: Court

KARREN VERGARA  |  MONDAY, 18 DEC 2023
A former Shaw and Partners financial adviser was charged with two counts of providing false or misleading information to ASIC during the regulator's investigation into his misconduct. Kristofer Ridgway allegedly provided false information during ...

FSCP issues another registration prohibition order

KARREN VERGARA  |  WEDNESDAY, 13 DEC 2023
... until after 17 May 2025 for being insolvent under administration. Canberra-based Anderson is a representative of Shaw and Partners. He was previously licensed with EP Financial Services. The FSCP works alongside ASIC to oversee cases deemed to be less ...

FSCP serves up registration prohibition order

KARREN VERGARA  |  MONDAY, 11 DEC 2023
... lift. ASIC's Financial Adviser register still shows that Canberra-based Anderson is a representative of Shaw and Partners. He was previously licensed with EP Financial Services. The panel found Anderson to be insolvent under administration and handed ...

Managed accounts FUM hits $162bn

KARREN VERGARA  |  TUESDAY, 5 SEP 2023
... Infinity Asset Management (Aussie equities small caps), Lonsec (ESG), Franklin Templeton (international equities), Shaw and Partners (fixed interest), Drummond Capital Partners (multi-asset) and Nucleus Wealth (innovation).
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