Search Results | Showing 1 - 10 of 66 results for "Shaw and Partners" |
| | A former Shaw and Partners financial adviser was charged with two counts of providing false or misleading information to ASIC during the regulator's investigation into his misconduct. Kristofer Ridgway allegedly provided false information during ... |
| | | ... until after 17 May 2025 for being insolvent under administration. Canberra-based Anderson is a representative of Shaw and Partners. He was previously licensed with EP Financial Services. The FSCP works alongside ASIC to oversee cases deemed to be less ... |
| | | ... lift. ASIC's Financial Adviser register still shows that Canberra-based Anderson is a representative of Shaw and Partners. He was previously licensed with EP Financial Services. The panel found Anderson to be insolvent under administration and handed ... |
| | | ... Infinity Asset Management (Aussie equities small caps), Lonsec (ESG), Franklin Templeton (international equities), Shaw and Partners (fixed interest), Drummond Capital Partners (multi-asset) and Nucleus Wealth (innovation). |
| | | ... Management for Aussie equities small caps. On the international equities front, the gong went to Franklin Templeton. Shaw and Partners took out the award for fixed interest options, while Drummond Capital Partners was awarded for having the best multi-asset ... |
| | | Having already permanently banned former Shaw and Partners senior adviser Kristofer Ridgway, ASIC has now made sure he cannot leave or attempt to leave Australia. Interim travel restraint orders were made on June 11 following the regulator's application. ... |
| | | ... Planning (259), Lifespan Financial Planning (258), SMSF Advisers Network (241), Fortnum Private Wealth (213), Shaw and Partners (174), and Infocus Securities (172) make up the top 10 non-aligned licensees. Insignia continues to be the largest financial ... |
| | | A former Shaw and Partners financial adviser was permanently banned by ASIC after it was determined he was not competent and likely to breach the law again. It followed an investigation that found he, among other things, accepted unlawful commissions ... |
| | | ... in infrastructure investing, Stark most recently served as director, institutional equities research sales at Shaw and Partners. Before that, he worked for 14 years at RBC Capital Markets, working with institutional equity investors locally and globally ... |
| | | ... appointed Dan Jowett to the role of chief executive. Dan joined OMG as chief commercial officer in January from Shaw and Partners," a spokesperson for OMG confirmed. "Over the last few months, OMG has recruited across nine senior roles to ensure it has ... |
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