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|Showing 1 - 10 of 38 results for "Karen Chester"|
|... entities should continue to carefully manage the liquidity risks associated with their funds," ASIC deputy chair Karen Chester said. "We will continue to monitor liquidity management by responsible entities and may take compliance or other action where ...|
|... pandemic." Shipton added that he will work with Longo and Court to facilitate a smooth transition. Deputy chair Karen Chester had previously confirmed to Parliament that she hoped to be considered as the next ASIC chair . She will remain co-deputy chair ...|
|... prolonged and repeated failures by large entities to make breach reports required by the law," ASIC deputy chair Karen Chester said. "Breach reporting is a core component of Australia's financial services and credit regulatory framework. The reforms ...|
|... Some applications received have also needed to be re-submitted because of their poor quality," ASIC deputy chair Karen Chester said. "We are concerned that firms are running the risk of not submitting a complete application in time to get the benefit ...|
|... action follows ASIC's investigation of 11 major banks and other lenders selling junk insurance. ASIC deputy chair Karen Chester said the investigations in late 2018 and 2019 found lenders had disappointingly not changed policies and conduct to stem harms ...|
|... firms need to do the right thing by their investors, even when they are wholesale investors," ASIC deputy chair Karen Chester said. "They need to make sure they accurately describe their products when advertising. The court has shown that Mayfair 101 ...|
|ASIC deputy chair Karen Chester has confirmed that she wants to be considered for the role as chair of the corporate regulator, taking over from James Shipton who will step down as soon as the right candidate is announced. A Senate Parliamentary Joint ...|
|... and is undertaking more than 20 enforcement investigations. Addressing the AFR Business Summit, ASIC deputy chair Karen Chester said its recent actions against Rest and Statewide Super are just the tip of the iceberg when it comes to ASIC's pipeline ...|
|... and to protect not only potential new investors but also the interests of existing investors," ASIC acting chair Karen Chester said. "This action is one of several we have underway (under our project True to Label) targeting fund managers not doing the ...|
|... Scheme and using contact details obtained online to contact people pressuring them to invest. ASIC acting chair Karen Chester urged investors to be wary of the high yield claims given interest rates are low. "If you see or receive offers of high yield ...|
IOOF has appointed ClearView's chief risk officer to a newly created role, with ClearView nabbing the former chief of risk for Commonwealth Bank's wealth management arm.
Verve Super has launched a gender diversity index and will subsequently change how it allocates members' funds based on how Australian companies perform against the index.
Plenary has bolstered its funds management business, nabbing seven professionals who all worked on one AMP Capital fund.
The corporate regulator is fighting tooth and nail to make National Australia Bank pay a hefty penalty for charging customers fees in return for no service.
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