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|Search Results||Showing 1 - 10 of 35 results for "Karen Chester"|
|... Some applications received have also needed to be re-submitted because of their poor quality," ASIC deputy chair Karen Chester said. "We are concerned that firms are running the risk of not submitting a complete application in time to get the benefit ...|
|... action follows ASIC's investigation of 11 major banks and other lenders selling junk insurance. ASIC deputy chair Karen Chester said the investigations in late 2018 and 2019 found lenders had disappointingly not changed policies and conduct to stem harms ...|
|... firms need to do the right thing by their investors, even when they are wholesale investors," ASIC deputy chair Karen Chester said. "They need to make sure they accurately describe their products when advertising. The court has shown that Mayfair 101 ...|
|ASIC deputy chair Karen Chester has confirmed that she wants to be considered for the role as chair of the corporate regulator, taking over from James Shipton who will step down as soon as the right candidate is announced. A Senate Parliamentary Joint ...|
|... and is undertaking more than 20 enforcement investigations. Addressing the AFR Business Summit, ASIC deputy chair Karen Chester said its recent actions against Rest and Statewide Super are just the tip of the iceberg when it comes to ASIC's pipeline ...|
|... and to protect not only potential new investors but also the interests of existing investors," ASIC acting chair Karen Chester said. "This action is one of several we have underway (under our project True to Label) targeting fund managers not doing the ...|
|... Scheme and using contact details obtained online to contact people pressuring them to invest. ASIC acting chair Karen Chester urged investors to be wary of the high yield claims given interest rates are low. "If you see or receive offers of high yield ...|
|... conditions, and information related to review and monitoring. Following an extensive engagement, ASIC acting chair Karen Chester said the obligations require firms to set their own boundaries to suit their business, products and customers. "If they stay ...|
|... remediation schemes. "Putting money back in Australian consumers' hands has never been more important," ASIC acting chair Karen Chester said. "Ensuring that the processes for returning this money are efficient and fair is central to consumer confidence ...|
|... senior staff including James Shipton resisted moving to a stronger internal governance structure, its acting chair Karen Chester has told the ASIC expenses enquiry. Liberal senator James Patterson, who is chairing the enquiry into ASIC expenses, asked ...|
The Australian Taxation Office yesterday couldn't answer exactly how many stapling-triggered employer checks it expects, but maintained its readiness for a July 1 go-live.
The asset manager is partnering with a start-up to build a new platform for institutional investors to trade digital currencies.
Australia's largest superannuation fund is taking issue with the proposed stapling regulations, arguing that the model is backwards and will not protect members from being stuck in dud funds.
The prudential regulator has commenced industry consultation on revisions to the prudential standards for life insurers to protect life insurance policy holders against the use of offshore reinsurers.
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