Search ResultsShowing 1 - 10 of 100+ results for "Ethics Authority"
FASEA under pressure on managed accounts
ELIZABETH MCARTHUR  |  WEDNESDAY, 4 DEC 2019
The Financial Adviser Standards and Ethics Authority is under pressure to clarify its stance on all forms of managed accounts. FASEA chief executive Stephen Glenfield confirmed he has met with the Institute of Managed Account Professionals and is considering ...
New tool launches to help FASEA code compliance
ELIZABETH MCARTHUR  |  MONDAY, 2 DEC 2019
With less than 20 business days until the Financial Adviser Standards and Ethics Authority Code of Ethics comes into effect, some businesses are seeing opportunity. One such organisation is MyNextAdvice, which has launched a solution to help licensees ...
Update on FASEA code guidance on the way
ELIZABETH MCARTHUR  |  FRIDAY, 29 NOV 2019
Financial Adviser Standards and Ethics Authority chief executive Stephen Glenfield has confirmed more guidance on the contested Code of Ethics is imminent. Speaking to Financial Standard at the FPA Professionals Congress, Glenfield confirmed FASEA is ...
FASEA chief to provide update
ELIZABETH MCARTHUR  |  WEDNESDAY, 27 NOV 2019
The chief executive of the Financial Adviser Standards and Ethics Authority will address delegates at the FPA Congress, with an update expected. FASEA chief executive Stephen Glenfield will speak as part of a regulatory update, with Julie Berry from ...
Politician urges Treasurer to protect advisers
ELIZABETH MCARTHUR  |  FRIDAY, 22 NOV 2019
... electorate, she wrote, are concerned about the additional study they have to under the Financial Adviser Standards and Ethics Authority changes. "Older advisers entered the profession at a time when degrees were uncommon and courses from that time are ...
AFA calls out FASEA chief inconsistency
ELIZABETH MCARTHUR  |  THURSDAY, 21 NOV 2019
... Advisers general manager, policy and professionalism Phil Anderson has hit back at Financial Adviser Standards and Ethics Authority chief executive Stephen Glenfield, over recognition of CPD. Glenfield made comments at a recent Senate Estimates hearing ...
Continued calls for code compliance extension
ELIZABETH MCARTHUR  |  THURSDAY, 21 NOV 2019
... financial planners from January 1," Marshan said. "This creates an issue given the Financial Adviser Standards and Ethics Authority has acknowledged they need to reissue the guidance because it still isn't clear what FASEA's intent with the code is and ...
Registration deadline extended: ASIC
ELIZABETH MCARTHUR  |  THURSDAY, 14 NOV 2019
... redundant. The disciplinary body will be charged with monitoring and enforcing the Financial Adviser Standards and Ethics Authority Code of Ethics. Following the announcement of the disciplinary body, on October 11, ASIC sought to assure AFSLs that it ...
FASEA attempting to re-write law: AFA
ELIZABETH MCARTHUR  |  WEDNESDAY, 13 NOV 2019
The Financial Adviser Standards and Ethics Authority is using its Code of Ethics to re-write the law rather than providing genuine guidance to financial advisers, the industry association believes. According to the Association of Financial Advisers ...
Ethics code creates confusion around ESG
ELIZABETH MCARTHUR  |  MONDAY, 11 NOV 2019
A debate is raging about what the Financial Advice Standards and Ethics Authority's Code of Ethics means for ESG investing and advising clients on ethical investment options, with FASEA chief executive Stephen Glenfield looking to clarify the issue. ...
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