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Search ResultsShowing 81 - 90 of 100+ results for "Ethics Authority"
FASEA yet to determine bridging courses
JAMIE WILLIAMSON  |  THURSDAY, 28 JUN 2018
The Financial Adviser Standards and Ethics Authority provided an update on its consultation process and confirmed there is currently no approved AQF 8 bridging courses for existing advisers looking to commence study. In March, FASEA released guidance ...
FASEA names new chief executive
JAMIE WILLIAMSON  |  WEDNESDAY, 20 JUN 2018
The Financial Adviser Standards and Ethics Authority appointed a new chief executive from APRA. Formerly general manager of APRA's specialised institutions division, Stephen Glenfield will take on the role from 1 August 2018. He replaces inaugural ...
Multi-disciplinary industry trend continues: CBA
JAMIE WILLIAMSON  |  WEDNESDAY, 20 JUN 2018
... in May 2016 - two months before the new regime. Now, guidance released by the Financial Adviser Standards and Ethics Authority states accountants providing financial advice will need to complete further education and be licensed under either an AFSL ...
FASEA begins work on adviser exam
JAMIE WILLIAMSON  |  TUESDAY, 12 JUN 2018
The Financial Adviser Standards and Ethics Authority commenced a consultation process of sorts to assist with its design of the industry exam which all new and existing advisers will be required to pass. FASEA is seeking expressions of interest from ...
AFA criticises draft FASEA standard
KARREN VERGARA  |  FRIDAY, 8 JUN 2018
The Association of Financial Advisers released its assessment of the Financial Adviser Standards and Ethics Authority's 12 draft standards, pointing to numerous areas that need clarity and focus, particularly around governance at the licensee level. ...
More adviser participation needed to shape ethics code
JAMIE WILLIAMSON  |  WEDNESDAY, 16 MAY 2018
... Lavery said. Industry stakeholders have until 1 June to make a submission to the Financial Adviser Standards and Ethics Authority on the matter.
ASIC consults on advice code monitoring bodies
JAMIE WILLIAMSON  |  TUESDAY, 15 MAY 2018
... the professional standards legislation, the code of ethics developed by the Financial Adviser Standards and Ethics Authority (FASEA) will be enforced by ASIC-approved compliance schemes. ASIC has proposed that the Corporations Act be reformed to require ...
Industry wants one-stop-shop professional body: Poll
KARREN VERGARA  |  MONDAY, 7 MAY 2018
... executive Philip Kewin said the AFA began considering its regulatory purpose when Financial Advisers Standards and Ethics Authority (FASEA) was introduced in April 2017. In October 2017, the AFA added to the constitution its plans to move toward becoming ...
Sixty per cent of FPA members hold degree
HARRISON WORLEY  |  MONDAY, 30 APR 2018
... Financial Planner or CFP designation." The FPA has canvassed member opinion on Financial Adviser Standards and Ethics Authority proposals which aim to increase education standards for financial advisers. So far members are not pleased. De Gori added ...
Adviser regulation lacking a professional body, RC hears
KARREN VERGARA  |  FRIDAY, 27 APR 2018
... does in this area. "We don't play a huge role," he said. Only since the Financial Advisers Standards and Ethics Authority (FASEA) was introduced did the AFA begin considering its regulatory function, he said. In October 2017, the AFA added to the ...
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