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Showing 1 - 10 of 100+ results for "Compliance"

Equity Trustees non-executive director retires

CHLOE WALKER  |  FRIDAY, 12 AUG 2022
... the EQT Holdings board in 2010, O'Donnell has served in several roles including chair of the responsible entity compliance committee and member of the board risk committee and remuneration, human resources and nomination committee. On behalf of the ...

ASIC working to improve breach reporting regime

JAMIE WILLIAMSON  |  WEDNESDAY, 10 AUG 2022
... will continue to engage with industry on reporting practices to further understand issues that are placing unnecessary compliance burden on businesses. "ASIC will communicate clear expectations for compliance with the new regime and design solutions ...

Advice firms to spend $70k more on technology: Report

JAMIE WILLIAMSON  |  WEDNESDAY, 10 AUG 2022
... Financial advisers plan to increase their practice's annual spend on technology by $70,000 as affordability and compliance issues drive adoption. According to Investment Trends' latest Adviser Technology Needs Report, advisers are using an increasing ...

ASIC flags 'significant' IDR compliance issues at super funds

JAMIE WILLIAMSON  |  WEDNESDAY, 10 AUG 2022
... complaints. ASIC is currently undertaking surveillance of super funds' internal dispute resolution processes, examining compliance with Regulatory Guide 271 Internal dispute resolution (RG 271) which took effect last October. ASIC has so far analysed ...

Convicted former financial adviser banned for life

CHLOE WALKER  |  TUESDAY, 9 AUG 2022
... that Nesseim had "weaved a tangled web; and ultimately entangled himself in his own falsehoods". "Had he admitted non-compliance with the particular disclosure requirements when first contacted, the consequences for him would not have involved a protracted ...

Jameson Capital appoints chief operating officer

CASSANDRA BALDINI  |  TUESDAY, 9 AUG 2022
... first chief operating officer. In the newly created role, she will oversee the finance function at Jameson including compliance management and investor reporting. She will also assist the founding directors Nick Browne and Jonathan Webster in spearheading ...

Government strengthens multinationals tax laws

CASSANDRA BALDINI  |  MONDAY, 8 AUG 2022
... considering the need to attract and retain foreign capital and investment in Australia, limit potential additional compliance cost considerations for business, and continue to support genuine commercial activity. The government also announced that it ...

BlackRock, Coinbase partner on crypto offering

CASSANDRA BALDINI  |  FRIDAY, 5 AUG 2022
... will bring institutional-grade capabilities to the management of crypto exposure across the investment lifecycle from compliance, portfolio management, trading, operations and risk management," it added. BlackRock global head of strategic ecosystem Joseph ...

Initial review of RIC strategies underway

JAMIE WILLIAMSON  |  THURSDAY, 4 AUG 2022
... their strategies, she said trustees must move swiftly towards their formally documented plans "to be more than just a compliance exercise". "The reality is that superannuation members are retiring every day and supporting members to ensure they are best ...

KPMG spotlights super's biggest challenges

ANDREW MCKEAN  |  FRIDAY, 29 JUL 2022
... fundamental driver of this shift is a change in ESG thinking. "The industry is moving from a focus on risk management and compliance to consideration of ESG in terms of value creation for all stakeholders, market positioning, member retention and social ...
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