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Showing 1 - 10 of 3564 results for "Compliance"

Merricks Capital operating chief joins PC firm

MATTHEW WAI  |  FRIDAY, 23 OCT 2026
... sectors. Privity Credit noted Chui's experience spans funds management, investment operations, governance, risk and compliance, institutional investor readiness, operational due diligence, service-provider oversight and the development of scalable operating ...

ESSSuper names chief executive

STAFF WRITER  |  THURSDAY, 22 OCT 2026
... departure of Robbie Campo on August 21 and was previously the fund's group executive in legal, governance, risk and compliance. Rebecca said Weir was a standout candidate from a highly competitive recruitment field. "Moana's skills, experience ...

Former super ombudsman joins HESTA

MICHELLE BALTAZAR  |  THURSDAY, 22 OCT 2026
... chair Nicola Roxon. Other external advisers to HESTA board committees include Alan Morrison to the finance audit and compliance committee, and Susanne Dahn and Susan Darroch to the investment committee.

ART rolls out new investment technology platform

VINNY VUCAGO  |  THURSDAY, 22 OCT 2026
... growth. The platform, powered by BlackRock's Aladdin technology, brings portfolio management, risk analytics, trading, compliance and operations into one connected system, giving investment teams a more integrated view of the fund's holdings and exposures. ...

ATO sets sights on 'predatory practices' to access super

MATTHEW WAI  |  THURSDAY, 22 OCT 2026
... decreased by 5%, following an aggressive surge for dental and IVF treatments in FY25. This year, the ATO ramped up its compliance activities, targeting individuals, health practitioners and third-party facilitators who promote access schemes, and conducted ...

Trustees drop the ball on advice fee oversight

MATTHEW WAI  |  THURSDAY, 22 OCT 2026
... evaluation of the advice fee process that's been implemented by a given adviser." Ronchi also noted the constrain on compliance within an organisation that continues to be human led, but innovation is slowly emerging to be a cost-efficient solution. ...

ASIC investigates potential $138m scam

ELIZA BAVIN  |  WEDNESDAY, 21 OCT 2026
... Australian investor funds lost. ASIC said the investigation is around whether there were oversight, due diligence and compliance failures linked to MGF Capital's corporate authorised representatives. "ASIC is concerned many investors may have been ...

Platinum awards mandate, changes fund name

MATTHEW WAI  |  TUESDAY, 20 OCT 2026
... Asset Management is a corporate authorised representative of L1 Capital, and will provide distribution, operational, compliance and administrative support to the fund. East Rocky Asset Management was founded by portfolio manager Tom Tang in 2022, specialising ...

AFSL specialist snags Entireti head of advice risk

MATTHEW WAI  |  TUESDAY, 20 OCT 2026
Self-licensing firm My Dealer Services (MDS) has welcomed a senior risk and compliance director, as it continues to expand self-licencing initiatives while restructuring roles within the business. Viki Whitehead has joined as advice and Australian financial ...

SILC partners with Totality to give clients brokage access

RIDDHIMA TALWANI  |  THURSDAY, 15 OCT 2026
... delivering an efficient and highly scalable solution for equity fund managers," he said. SILC delivers governance, compliance, fiduciary oversight and investor protection, while appointed investment managers retain responsibility for portfolio construction ...
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