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Showing 1 - 10 of 3533 results for "Compliance"

Insurer sanctioned for over 10k breaches

MATTHEW WAI  |  WEDNESDAY, 2 SEP 2026
The Life Insurance Code Compliance Committee (Life CCC) has sanctioned a life insurer after it reported more than 10,000 breaches of the Life Insurance Code of Practice (Life Code) in relation to failure to provide timely, completed annual notices. ...

Actuaries Institute launches AI risk management guide

RIDDHIMA TALWANI  |  TUESDAY, 1 SEP 2026
... first line being business and technology that owns and manages risk in day-to-day operations, the second being risk and compliance that sets risk framework and provides oversight, and third being internal audit that provides independent assurance. The ...

Kaplan winds up pooled super trust

KARREN VERGARA  |  MONDAY, 31 AUG 2026
... from prudential regulator APRA. As trustee, Diversa Trustees told investors the move reflects the rising costs and compliance obligations of running the PST and the intention by APRA to close or merge smaller funds. Kaplan Funds Management, as investment ...

Acclaim Wealth names chief executive

MATTHEW WAI  |  MONDAY, 31 AUG 2026
... management, platform administration, licensee services and adviser support operations, Hamilton held senior management and compliance roles at MLC, BDO Financial Planning, Synergy Capital Management and Macquarie Investment Management. Most recently ...

Super trustee business dents Equity Trustees' FY26 results

MATTHEW WAI  |  THURSDAY, 27 AUG 2026
... the strategic review process, responses to regulatory notices, enhancement of investment governance arrangements and compliance with licence conditions," Equity Trustees said. Despite ongoing legal issues with ASIC, the assessment of the Shield and First ...

GDG posts 21% profit rise as record inflows lift FUM

VINNY VUCAGO  |  THURSDAY, 27 AUG 2026
... said demand for independent research, ratings and governance support remained strong amid heightened governance and compliance expectations across the advice sector. GDG chief executive Grant Hackett said the group entered FY27 with momentum across its ...

Centrepoint takes control of QLD advice group

VINNY VUCAGO  |  THURSDAY, 27 AUG 2026
... service," Shuttleworth said. "We see an opportunity to support SEQ's next stage of growth through Centrepoint's technology, compliance, investment and business capabilities, while preserving the client relationships, local leadership and culture that ...

Bathla collapse rattles private credit

RIDDHIMA TALWANI  |  WEDNESDAY, 26 AUG 2026
... interest. "The trust is in a strong financial position, with all remaining loans not associated with this borrower in full compliance with their loan terms and covenants," 360 Capital said. "Under the responsible entity's management, the trust has ...

Centrepoint Alliance sees profit lift 25%

VINNY VUCAGO  |  TUESDAY, 25 AUG 2026
... financial advice services provider also improving its operating margin as it continues to invest in technology and compliance. The ASX-listed company reported a 5.2% increase in net revenue to $43 million for the year ended June 30, while normalised ...

Perpetual hit with double whammy redemption, impairment

KARREN VERGARA  |  FRIDAY, 21 AUG 2026
... assets under management. Perpetual assured investors the impairment is non-cash and does not affect its liquidity, compliance with its banking covenants or impact underlying profit after tax - the financial metric on which the dividend payout ratio is ...
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