Search Results | Showing 1 - 10 of 3564 results for "Compliance" |
| | | ... sectors. Privity Credit noted Chui's experience spans funds management, investment operations, governance, risk and compliance, institutional investor readiness, operational due diligence, service-provider oversight and the development of scalable operating ... |
| | | | ... departure of Robbie Campo on August 21 and was previously the fund's group executive in legal, governance, risk and compliance. Rebecca said Weir was a standout candidate from a highly competitive recruitment field. "Moana's skills, experience ... |
| | | | ... chair Nicola Roxon. Other external advisers to HESTA board committees include Alan Morrison to the finance audit and compliance committee, and Susanne Dahn and Susan Darroch to the investment committee. |
| | | | ... growth. The platform, powered by BlackRock's Aladdin technology, brings portfolio management, risk analytics, trading, compliance and operations into one connected system, giving investment teams a more integrated view of the fund's holdings and exposures. ... |
| | | | ... decreased by 5%, following an aggressive surge for dental and IVF treatments in FY25. This year, the ATO ramped up its compliance activities, targeting individuals, health practitioners and third-party facilitators who promote access schemes, and conducted ... |
| | | | ... evaluation of the advice fee process that's been implemented by a given adviser." Ronchi also noted the constrain on compliance within an organisation that continues to be human led, but innovation is slowly emerging to be a cost-efficient solution. ... |
| | | | ... Australian investor funds lost. ASIC said the investigation is around whether there were oversight, due diligence and compliance failures linked to MGF Capital's corporate authorised representatives. "ASIC is concerned many investors may have been ... |
| | | | ... Asset Management is a corporate authorised representative of L1 Capital, and will provide distribution, operational, compliance and administrative support to the fund. East Rocky Asset Management was founded by portfolio manager Tom Tang in 2022, specialising ... |
| | | | Self-licensing firm My Dealer Services (MDS) has welcomed a senior risk and compliance director, as it continues to expand self-licencing initiatives while restructuring roles within the business. Viki Whitehead has joined as advice and Australian financial ... |
| | | | ... delivering an efficient and highly scalable solution for equity fund managers," he said. SILC delivers governance, compliance, fiduciary oversight and investor protection, while appointed investment managers retain responsibility for portfolio construction ... |
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