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Showing 1 - 10 of 100+ results for "Compliance"

HESTA to support young women in financial services

ANNABELLE DICKSON  |  TUESDAY, 14 SEP 2021
... collaboration will highlight opportunities and pathways in areas that are typically underrepresented by women such as risk and compliance, digital and technology and investments. Girls of Impact is a social enterprise delivering content, events, intersectional ...

New RE mandate for Equity Trustees

ELIZABETH MCARTHUR  |  THURSDAY, 9 SEP 2021
... investing options surges. "Having an independent specialist RE can bring decades of experience, ensuring the fund meets compliance and governance requirements. It gives fund managers the confidence to focus on the commercial investment decisions and ...

Platinum LICs combine boards

KANIKA SOOD  |  WEDNESDAY, 8 SEP 2021
... Limited (PMC), it has become clear that PAI and PMC face many common issues, not least in relation to legal, risk and compliance matters. As such, there are many potential benefits to having a common board of directors across both companies," Towers ...

State Street bolsters cybersecurity, recruits 400

KARREN VERGARA  |  MONDAY, 6 SEP 2021
... management and blockchain), cybersecurity forensics/investigations, pen testers and governance, as well as risk and compliance. State Street expects to fill the roles over the next two years. State Street head of Ireland Tadhg Young said Ireland was ...

Super funds not ready for IDR

ELIZABETH MCARTHUR  |  FRIDAY, 3 SEP 2021
... ASIC's survey found that some trustees have already introduced a triaging mechanism and/or new processes to improve compliance with the new timeframes for IDR responses. The regulator said this was a positive discovery. In regard to the systems that ...

WTL posts $3.3m loss

KARREN VERGARA  |  WEDNESDAY, 1 SEP 2021
... that are essential to advice practices in the modernised industry, WTL chair Guy Hedley said. Wealth Today focuses on compliance and risk management processes, professional development support, and advice creation support, while Sentry focuses on practice ...

Bravura appoints head of Sonata Alta

KANIKA SOOD  |  TUESDAY, 31 AUG 2021
... delivering contracted business process outcomes to enterprise funds of scale. The firm said Kennedy will lead a team across compliance, technology, and operations to deliver the Sonata Alta model as it forms it into a separate business unit. The team ...

Binance Australia appoints chief executive

ELIZABETH MCARTHUR  |  TUESDAY, 31 AUG 2021
... imperative that we continue to develop our relationships with regulatory bodies while reinforcing our company commitment to compliance and best practice," he said. "As the market leader in the digital asset space, we have a responsibility to be involved ...

New role for Harvey Kalman

ELIZABETH MCARTHUR  |  TUESDAY, 31 AUG 2021
... from all angles to ensure portfolios are robust and well set to achieve objectives, as well optimising operational and compliance functions," he said. Arbitrium invests in opportunistic debt, with the view to financing mid-market assets over a three-to-five-year ...

Iress integrates DDO with Xplan

ANNABELLE DICKSON  |  MONDAY, 30 AUG 2021
... and efficiency that Iress' solution provides will enable each player in the financial services industry to meet their compliance obligations in a cost effective way and move forward confidently with the important work of serving their customers," Blomfield ...
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