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Showing 6621 - 6630 of 6698 results for "Securities"

ASIC amends employee share scheme policy

The Australian Securities and Investments Commission (ASIC) today released an update of policy statement 49, Employee Share Schemes, with the amendments aimed at assisting employers offering share schemes, while maintaining investor protection. ASIC ...

FTI launches global bond fund to Australian,New Zealand investors

... "Rising superannuation contributions and failing government debt issuance suggest that the demand for fixed income securities in Australia will exceed the domestic supply in coming years, and Australian investors are likely to increase their allocations ...

FPA moves to raise standards, improve consumer confidence

... to address the vexed topic fees and commissions disclosure. Jillian Segal, the former deputy chair of the Australian Securities and Investments Commission (ASIC) has been appointed to head up an industry investigation into disclosure issues, including ...

Rivkin found guilty of insider trading

... 21-day trial in the Supreme Court of New South Wales before Justice Whealy. David Knott, chairman of the Australian Securities and Investments Commission (ASIC) expressed his satisfaction with the verdict and complimented the Commonwealth Deputy Public ...

Former AMP superannuation agent to stand trial

... been committed to stand trial in the Sydney District Court on six charges of cheating and fraud laid by the Australian Securities and Investments Commission (ASIC) under the New South Wales Crimes Act. Moses appeared before Margaret Ellis at the Downing ...

Melbourne lawyer sentenced to jail

... as a lawyer and accountant. The charges were brought to the court following an investigation made by the Australian Securities and Investments Commission (ASIC). Kaygusz had earlier pleaded guilty in the county court to one count of being knowingly concerned ...

ASIC launches upgrade of eLicensing system

The Australian Securities and Investments Commission (ASIC) today released version 3 of the eLicensing system and the Australian Financial Services (AFS) licensing kit for anyone wishing to apply for an Australian financial services license (AFSL) before ...

Cogent appoints Gail Burke to head of Australasian operations

... expertise and experience make her the ideal person to lead Cogent's future development and to implement BNP Paribas Securities Services' strategy in Australasia," said Michel Laurent, head of international investor services at BNP Paribas Securities ...

Former Queensland financial adviser jailed

... a $3,000, four year good behaviour bond for pleading to seven charges of fraudulently inducing a person to deal in securities. McGuire pleaded guilty to the charges on December 13 2002 following an investigation by the Australian Securities and Investments ...

ASIC bans Melbourne adviser for four years

The Australian Securities and Investments Commission (ASIC) has announced today that it has banned Malbourne-based Christopher Martin from acting as a representative of a dealer or an investment adviser for four years for not performing his duties efficiently ...