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Showing 6481 - 6490 of 6698 results for "Securities"

Rodney Adler back in court

... three counts of manipulating the stockmarket and two counts of making false or misleading statements in relation to securities. He faces a maximum five years' jail on each charge. The Australian Securities and Investments Commission (ASIC) alleges Adler ...

S&P rates Members Equity RMBS transaction

... Poor's Ratings Services has given preliminary ratings to Members Equity Pty Ltd's latest residential mortgage-backed securities (RMBS) transaction, in which two classes of floating-rate notes backed by prime Australian residential mortgage loans will ...

Morning market wrap: US stocks sag on mixed economic data

... 9070.21 -72.63 FTSE-100 4024.80 +17.90 Hang Seng 9646.10 +43.48 Nikkei 225 9624.80 +32.56 Sources: Reuters; Commonwealth Securities

Afternoon market wrap: Australian shares close lower

... 9070.21 -72.63 FTSE-100 4024.80 +17.90 Hang Seng 9642.45 -3.65 Nikkei 225 9547.73 -77.07 Sources: AAP; Commonwealth securities; ASX

Tower Australia to repay policyholders

... Ribbon Products since early 1993, according to the court. The proceedings against Tower were brought by the Australian Securities and Investments Commission (ASIC). Jan Redfern, ASIC's Deputy Director of Enforcement said the watchdog's action had ensured ...

Macquarie to collect $66 million performance fee

... fee instalments are also payable for the years ended 30 June 2002 and 2003, but in the form of a subscription to MIG securities. As the management companies are not long-term holders of these securities, they will be disposed of in an orderly manner. ...

US regulator warned of hedge fund risks

... The Washington-based Investment Company Institute (ICI), representing over 8,000 US mutual funds, has warned the US Securities and Exchange Commission (SEC) that individual investors and financial advisers rarely had the skills to knowledgably invest ...

Morning market wrap: US stocks up on better earnings outlook

... Jones 9142.84 +101.89 FTSE-100 4006.90 +43.00 Hang Seng 9602.62 +25.50 Nikkei 225 9592.24 +313.75 Sources: Commonwealth Securities; Reuters; ASX

Afternoon market wrap: Australian shares close higher

... Jones 9142.84 +101.89 FTSE-100 4006.90 +43.00 Hang Seng 9635.28 +32.66 Nikkei 225 9624.80 +32.56 Sources: Commonwealth Securities; AAP; ASX

ASIC places permanent ban on adviser

... Mudge, formerly of Windsor Gardens, South Australia, has been banned permanently from acting as a representative of a securities dealer or an investment adviser, the Australian Securities and Investments Commission has announced. Mr Mudge was convicted ...